Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Timothy Joseph Cunningham (CRD#: 4472387, White Plains, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham worked for securities firm JP Morgan Securities from 2012 to 2020. Take a look at the following summary concerning the allegations against this securities broker and how an investment loss recovery lawyer can help you recover damages from a securities broker or financial advisor that committed improper sales practices against you.
Evidently, a client of JP Morgan Securities filed an investment dispute on May 3, 2020. Mainly, the client alleged unauthorized trading in March 2020. Consequently, the client alleges that Cunningham caused damages in connection with the client’s investments in mutual funds. Because of this, the securities firm opted to settle this matter by virtue of payment to the client in the amount of $15,946 in damages, according to a settlement on June 22, 2020.
Evidently, the firm terminated Timothy Cunningham as a securities broker on June 18, 2020. Mainly, the securities broker made unauthorized transactions. Cunningham claims that he did this for the client’s benefit during a time of market volatility.
Apparently, securities broker Timothy Cunningham denies allegations of unreasonable sales practices. Have you experienced investment losses by interacting with this broker? You could reach out to Soreide Law Group at (888) 760-6552 so you can speak with experienced counsel concerning a possible recovery. Soreide Law Group takes clients’ cases on a contingency fee basis and advances all costs. The law firm has recovered significant compensation for US clients who have experienced losses from securities brokers or financial advisors.
Soreide Law Group is investigating potential investor claims involving J.P. Morgan Securities LLC (JPMS) after FINRA sanctioned the firm over supervisory failures involving a high-risk, leveraged investment strategy. Investors who suffered losses through this strategy may have legal options and should read below for details about FINRA's action against J.P. Morgan Securities. What Was The […]
Investors potentially incurred losses because of securities broker Christina Leanne Benton (also known as Christina Leann Benton and Chrissy Benton) [CRD: 7141536, Grass Valley, California], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benton worked for Wells Fargo Clearing Services LLC from August 2019 to April 2021. She has been associated […]
Investors may have suffered financial harm by securities broker Michael Giordano (also known as Mike Giordano) [CRD: 5352775, Red Bank, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Giordano has been registered with Charles Schwab Co. Inc. since March 30, 2021, and previously worked for Ameriprise Financial Services LLC in Hauppauge, […]
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