Timothy Marshall Tied To Great Point Capital Investor’s Breach Of Fiduciary Duty Claim

Investors may have suffered financial harm by securities broker Timothy George Marshall (also known as George Timothy Marshall and Tim Marshall) [CRD: 2037031, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marshall has worked for Quincy Wells Capital LLC since May 1, 2026; Great Point Capital LLC from August 23, 2019, to May 1, 2026; and Primex from September 27, 2018, to August 26, 2019. See below to learn more about Marshall’s disclosures.

Great Point Investor Accused Tim Marshall Of Unsuitable Recommendations And Breach Of Contract

Specifically, on October 21, 2025, a Great Point Capital client filed FINRA Arbitration No. 25-02296 about Timothy Marshall. Primarily, the client alleged that Marshall made unsuitable recommendations, failed to perform due diligence, breached a contract, and breached his fiduciary duty in connection with Delaware statutory trust investments purchased as part of a Section 1031 tax-deferred exchange. Because of this, the client allegedly sustained damages in connection with the real estate securities purchased in 2022. As a result, the client requested compensation from Great Point Capital or Marshall. BrokerCheck shows that this arbitration is pending a resolution.

Timothy Marshall Discharged By McDermott Investment Services For Outside Business Activities

Also, McDermott Investment Services LLC disaffiliated with Marshall on March 17, 2017. Allegedly, Marshall did not obtain the firm’s prior permission for outside business activities and did not respond to several compliance inquiries concerning those activities.

Outside business activities are work or commercial ventures conducted away from a broker’s employing firm. They can include second jobs, consulting, board service, private companies, or other paid or unpaid roles. Brokerage firms typically require advance disclosure and approval so they can assess conflicts, supervision requirements, and potential regulatory risks.

Were You Impacted By Financial Advisor / Securities Broker Tim Marshall?

Are you concerned about investments you made through Timothy Marshall? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Marshall and brokerage firms Marshall worked for deny allegations of sales practice violations.