Trawnegan Gall Tied To WealthForge Securities Investor’s Breach Of Fiduciary Duty Complaint

Investors have reportedly disputed the sales practices of securities broker Trawnegan Gall [CRD: 6266415, Richmond, Virginia], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gall worked for Sandlapper Securities LLC from November 20, 2013, to March 22, 2019, Cabot Lodge Securities LLC from March 21, 2019, to November 1, 2019, and has been registered with WealthForge Securities LLC since November 3, 2019. Investors should continue reviewing the disclosures below to discover more about the allegations involving Gall.

WealthForge Securities Investor Accused Gall Of Misrepresentation And Breach Of Contract

Particularly, on November 18, 2025, a WealthForge Securities LLC client filed FINRA Arbitration No. 25-02463 about Trawnegan Gall. Primarily, the client alleged that Gall made misrepresentations and omissions, breached a contract, breached his fiduciary duty, made unsuitable recommendations, and was negligent. Because of this, the client allegedly incurred damages associated with private placements. As a result, the client requested $756,377 in compensation from WealthForge Securities LLC or Gall. It appears that this arbitration is pending a resolution.

Cabot Lodge Securities Investor Accused Trawnegan Gall Of Unsuitable Recommendations

Evidently, a Cabot Lodge Securities LLC client filed FINRA Arbitration No. 22-01912 about Trawnegan Gall. Mainly, the client alleged that Gall made unsuitable recommendations, breached his fiduciary duty, violated FINRA rules, breached a contract, and was negligent. For this reason, the client allegedly sustained damages connected to private placements. Consequently, on January 9, 2024, Cabot Lodge Securities LLC settled this matter by paying the client $45,000 in damages.

Sandlapper Securities Investor Accused Gall Of Negligence

Also, a Sandlapper Securities LLC client filed FINRA Arbitration No. 22-00732 about Trawnegan Gall. Primarily, the client alleged that Gall failed to perform due diligence and made unsuitable recommendations. Because of this, the client allegedly experienced damages linked to private placements. Therefore, on July 11, 2023, Sandlapper Securities LLC settled this matter by paying the client $14,999 in damages.

Did You Invest With Financial Advisor / Securities Broker Trawnegan Gall?

Do you have concerns or questions regarding investments you made with Trawnegan Gall? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Gall and brokerage firms Gall worked for deny accusations of sales practice violations.