Investors might have sustained losses due to securities broker William Shyan Chan (also known as Wei Shyan Chan) [CRD: 3103541, Rowland Heights, California], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chan worked for Citigroup Global Markets Inc. from March 11, 2011, to the present in Rowland Heights, California. Keep reading to find out more about disclosures involving Chan and allegations asserted by clients regarding his securities-related activities.
Particularly, on March 4, 2026, a Citigroup Global Markets Inc. client filed FINRA Arbitration No. 26-00496 about William Chan. Primarily, the client alleged that Chan made unsuitable recommendations, breached his fiduciary duty, breached a contract, violated California securities laws, failed to supervise certain representatives, and acted negligently. Because of this, the client allegedly incurred damages on structured notes. As a result, the client requested $550,000 in compensation from Citigroup Global Markets Inc. or Chan. BrokerCheck indicates that this arbitration awaits a resolution.
Also, a client of Citigroup Global Markets Inc. disputed William Chan’s sales practices, according to a complaint dated February 17, 2011. Allegedly, Chan made misleading statements concerning tax consequences and interest potential tied to the transfer of a client’s account from Hartford to Citigroup Global Markets Inc. Allegedly, Chan also committed forgery involving transfer documentation connected to the client’s account. It appears that Chan allegedly caused the client to sustain damages on variable annuities. Therefore, the client sought compensation from Citigroup Global Markets Inc. or Chan in the amount of $6,178 in this matter. The complaint was denied on May 18, 2011.
Did you suffer any investment-related losses because of William Chan? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Chan and brokerage firms Chan worked for deny accusations of sales practice violations.
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