William Lapiana Tied To Newbridge Securities Corp. Client’s Breach Of Fiduciary Duty Dispute

Investors potentially incurred losses because of securities broker William Lapiana (also known as Bill Lapiana) [CRD: 4580411, Hoboken, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lapiana has been registered with Ausdal Financial Partners Inc. since June 21, 2024, and previously worked with Newbridge Financial Services Group Inc. and Newbridge Securities Corporation from February 13, 2009, to June 25, 2024. Investors are encouraged to continue reading to learn more about Lapiana’s disclosures.

Newbridge Investor Accused Bill Lapiana Of Breach Of Contract, Negligence

Particularly, on September 10, 2025, a Newbridge Securities Corporation client filed FINRA Arbitration No. 25-01904 about William Lapiana. Primarily, the client alleged that Lapiana committed a breached a contract, violated federal securities laws, was negligent, breached his fiduciary duty, and violated California securities laws. For this reason, the client allegedly sustained damages associated with alternative investments. Consequently, the client requested compensation from Newbridge Securities Corporation or Lapiana. BrokerCheck shows that this arbitration is ongoing.

William Lapiana Disclosed Unsuitable Recommendations Allegations By Newbridge Securities Corporation Client

Specifically, a client of Newbridge Securities Corporation disputed William Lapiana’s sales practices by filing FINRA Arbitration No. 21-02428. Allegedly, Lapiana failed to perform due diligence and made unsuitable recommendations. It appears that Lapiana allegedly caused the client to sustain damages related to alternative investments. As a result, Newbridge Securities Corporation opted to settle the matter on October 26, 2022, by compensating the client in the amount of $14,999.

Did You Invest With Financial Advisor / Securities Broker Bill Lapiana?

Do you have concerns or questions regarding investments you made with William Lapiana? Reach out to Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Lapiana and the brokerage firms Lapiana worked for deny allegations of sales practice violations.