Soreide Law Group is investigating possible investor claims against securities broker Ahmed Ghassan Gheith (also known as Andy Gheith and Anthony Gheith) (CRD: 5783951, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Noble Capital Markets Inc. Allegedly, Gheith engaged in unregistered securities transactions. Here is a brief summary of FINRA’s […]

Soreide Law Group is investigating possible investor claims against securities broker Leonid Yurovsky (also known as Lenny Yurovsky) (CRD: 4554905, Mineola, New York). Particularly, FINRA sanctioned the securities broker, who worked for Joseph Stone Capital LLC. Allegedly, Yurovsky engaged in unsuitable and excessive trading. Here is a brief summary of FINRA’s allegations against Yurovsky. FINRA […]

Soreide Law Group has learned of possible investor claims against securities broker Zachary Simpson (CRD: 7158285, Canonsburg, Pennsylvania). Particularly, FINRA sanctioned the securities broker, who worked for Pruco Securities Inc. Allegedly, Torrez committed forgery in violations of FINRA rules. Here is a brief summary of FINRA’s allegations against Torrez. FINRA Sanctions Zachary Simpson For Forgery […]

Soreide Law Group is investigating possible investor claims against securities broker Mickey Schreiber (also known as M.B. Schreiber) (CRD: 1032600, Red Bank, New Jersey. Specifically, Aegis Capital Corporation permitted Schreiber to resign amid allegations of his misconduct. Not only that, but FINRA sanctioned him and investors complained about him. Here is a brief summary of […]

Soreide Law Group is looking into possible investor claims against securities broker Patrick Anthony Perugino (also known as Pat Perugino) (CRD: 6363411, New York, New York). Particularly, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities LLC. Allegedly, Perugino engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Perugino. […]

Soreide Law Group has learned of possible investor claims against securities broker David Lau (also known as David Luu) (CRD: 4567411, Santa Rosa, California). Particularly, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Lau engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Lau. Lau Sanctioned By FINRA […]

Soreide Law Group is looking into possible investor claims against securities broker Douglas Kaiser (also known as Doug Kaiser) (CRD: 1674570, Boca Raton, Florida). Particularly, FINRA sanctioned the securities broker, who worked for Westpark Capital Inc. Allegedly, Kaiser failed to supervise markdowns and markups at Westpark Capital Inc. Here is a brief summary of FINRA’s […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Todd Anthony Cirella (CRD: 2396336, Melville, New York). Not only has FINRA sanctioned Cirella for making unsuitable recommendations, but investors disputed the sales practices of the securities broker. However, Cirella denies the allegations. Read on to learn more about the allegations against Cirella. […]

Soreide Law Group is looking into possible investor claims against securities broker Joan Ella Burgio (also known as Joanie Burgio) (CRD: 5397635, Chevy Chase, Maryland). Particularly, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Burgio engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against […]