Soreide Law Group is investigating possible investor claims against securities broker Lee Ray Diedrich (CRD: 2636095, Great Falls, Montana). Evidently, FINRA sanctioned the securities broker, who worked for Pruco Securities LLC. Allegedly, Diedrich committed forgery. Here is a brief summary of FINRA’s allegations against Diedrich. FINRA Suspends Lee Diedrich For Forgery Evidently, on November 16, […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Girard Deluca (also known as Mike Deluca) (CRD: 4428054, Beaver Falls, Pennsylvania). Evidently, FINRA sanctioned the securities broker, who worked for Fortune Financial Services Inc. Allegedly, Deluca failed to supervise. Here is a brief summary of FINRA’s allegations against Deluca. Deluca Suspended By […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Terry Tzagarakis (also known as Terry Rakis) (CRD: 2796055, New York, New York). Not only has FINRA sanctioned him for engaging in excessive trading, but investors disputed his sales practices. However, Tzagarakis denies the allegations. Read on to learn more about the allegations […]

Soreide Law Group is investigating possible investor claims against securities broker Joel Plasco (CRD: 3220164, Woodmere, New York). Notably, FINRA sanctioned the securities broker, who worked for Dalmore Group LLC. Allegedly, Plasco engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Plasco. Plasco Sanctioned By FINRA For Private Securities Transactions […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Nigel James (CRD: 4490687, Garden City, New York). Not only has FINRA sanctioned James for engaging in excessive and unsuitable trading, but investors disputed his sales practices. However, James denies the allegations. Read on to learn more about the allegations against James. James […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Andrew Justin Grant (also known as Andy Grant) (CRD: 2709882, Melville, New York). Not only has FINRA sanctioned Grant for engaged in discretionary trading, but investors disputed his sales practices. However, Grant denies the allegations. Read on to learn more about the allegations […]

Soreide Law Group is investigating possible investor claims against securities broker Ahmed Ghassan Gheith (also known as Andy Gheith and Anthony Gheith) (CRD: 5783951, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Noble Capital Markets Inc. Allegedly, Gheith engaged in unregistered securities transactions. Here is a brief summary of FINRA’s […]

Soreide Law Group is investigating possible investor claims against securities broker Leonid Yurovsky (also known as Lenny Yurovsky) (CRD: 4554905, Mineola, New York). Particularly, FINRA sanctioned the securities broker, who worked for Joseph Stone Capital LLC. Allegedly, Yurovsky engaged in unsuitable and excessive trading. Here is a brief summary of FINRA’s allegations against Yurovsky. FINRA […]

Soreide Law Group has learned of possible investor claims against securities broker Zachary Simpson (CRD: 7158285, Canonsburg, Pennsylvania). Particularly, FINRA sanctioned the securities broker, who worked for Pruco Securities Inc. Allegedly, Torrez committed forgery in violations of FINRA rules. Here is a brief summary of FINRA’s allegations against Torrez. FINRA Sanctions Zachary Simpson For Forgery […]