Investors might have sustained losses because of securities broker Sean Patrick McGerr [CRD: 2676426, Lincoln, Nebraska], based on publicly available information reported on FINRA BrokerCheck. Sean McGerr worked for UBS Financial Services Inc. from February 20, 2009, to February 23, 2021, and works for Wells Fargo Clearing Services LLC and Wells Fargo Advisors since February […]

One or more investors potentially experienced sales practice violations due to securities broker John Larsen [CRD: 2700922, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Larsen worked with Raymond James & Associates Inc. from October 11, 2013, to May 24, 2021. He currently works with Raymond James Financial Services Inc. […]

Investors might have sustained losses due to securities broker Nicholas R. Biddle (also known as Nick Biddle) [CRD: 4649317, St. Pete Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biddle worked for FSC Securities Corporation from October 17, 2017, to November 3, 2023, before working with Osaic Wealth, Inc. on November […]

Investors may have incurred losses because of securities broker Jacque Paul Kuchta [CRD: 1819415, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kuchta has been employed by UBS Financial Services Inc. from January 18, 2012, to the present. Keep reading to understand more about the disclosures involving Jacque Kuchta and […]

Investors might have sustained losses due to securities broker Mark Norman Miller [CRD: 1142801, White Bear Lake, Minnesota], based on publicly available information reported on FINRA BrokerCheck. Mark Miller has worked with LPL Financial LLC since February 8, 2010, and has also served as an investment adviser with the same firm since April 26, 2011. […]

Investors apparently complained about securities broker Antoine Samir Abi Nader (also known as Tony Abi Nader and Antoine Samir Abinader) [CRD: 4700969, Northridge, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abi Nader worked for Western International Securities Inc. from April 6, 2018, to June 5, 2025, and currently serves as a […]

One or more investors might have sustained losses because of securities broker John Colwell Kauzlarich (also known as Jake Kauzlarich) [CRD: 5096866, Overland Park, Kansas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kauzlarich has worked with Park Avenue Securities LLC since August 14, 2008, and has also served as an investment adviser […]

Investors may have incurred losses due to securities broker Arthur Dale Stevens [CRD: 2891757, Cadillac, Michigan], according to publicly available information reported on FINRA BrokerCheck. Arthur Stevens has worked with Packerland Brokerage Services Inc. since September 1, 2017. Below, individuals can find out more Stevens’ disclosures and allegations that have been filed against him. Packerland […]

Investors potentially experienced sales practice violations because of securities broker George Gomez Sr. [CRD: 2156124, El Paso, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gomez Sr. worked for LPL Financial LLC starting January 19, 2017, and works for Strategic Financial Concepts LLC since September 9, 2019. See the following information to […]