Investors potentially experienced losses due to securities broker Chadwick Taylor Bridgers (also known as Chad Bridgers, Chad Taylor Bridgers, Chad Tayloy Bridgers) [CRD: 2475641, Fayetteville, Arkansas], according to disclosures on FINRA BrokerCheck. Evidently, Bridgers has been a registered representative of Cabot Lodge Securities LLC since June 22, 2017, and of CL Wealth Management LLC since […]

Investors might have sustained losses because of securities broker Robert Edward Reich [CRD: 6066301, Honolulu, Hawaii], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Reich has been registered with NYLIFE Securities LLC in Honolulu, Hawaii, since April 5, 2013. Keep reading to find out more about the allegations against Reich and the […]

Investors potentially experienced sales practice violations due to securities broker Michael Joseph Hirthler (also known as Joe Hirthler) [CRD: 1370229, Pittston, Pennsylvania], according to publicly available information through FINRA’s BrokerCheck. Evidently, Hirthler registered with LPL Financial LLC since November 11, 1993, and with Jacobi Capital Management LLC since May 14, 2009. Below, you can discover […]

One or more investors apparently complained about securities broker Gene Earl Griffin [CRD: 1637650, Terre Haute, Indiana], according to disclosures on FINRA BrokerCheck. Evidently, Gene Griffin has been a registered representative of CFD Investments Inc. since January 16, 2001, and is also associated with Creative Financial Designs Inc. These firms are both located in Indiana, […]

Investors might have sustained losses because of securities broker Evan Drew Saterfiel [CRD: 5193895, Lafayette, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Saterfiel has worked as a broker and investment adviser in Louisiana, most recently registered with NewEdge Securities LLC since March 6, 2023. He has also been affiliated with NewEdge […]

One or more investors apparently complained about securities broker Jeffrey K. Johnson (also known as Jeffrey Johnson) [CRD: 4769233, Denver, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jeffrey Johnson has been registered with UBS Financial Services Inc. since December 5, 2008, working from offices located at 4600 S. Ulster Street […]

Investors potentially experienced sales practice violations due to securities broker Tony Wei Wang [CRD: 4531200, Newport Beach, California], according to publicly available information through FINRA’s BrokerCheck. Evidently, Wang has been registered with Merrill Lynch Pierce Fenner Smith Incorporated since November 5, 2010, serving both as a broker and an investment adviser at the firm’s Newport […]

Investors might have sustained losses because of securities broker Trevor Alexander Fried [CRD: 5709772, Fort Lauderdale, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Trevor Fried has been registered with Morgan Stanley at its Fort Lauderdale, Florida branch since November 12, 2009, serving as both a broker and investment adviser. Keep […]

One or more investors apparently complained about securities broker Janete Magalli Rivera-Michel (also known as Janete Rivera, Janete Sosa, and Magaly Sosa) [CRD: 5754050, Dallas, Texas], based on disclosures on FINRA BrokerCheck. Evidently, Rivera-Michel has been registered with PFS Investments Inc. since February 15, 2011. Keep reading to find out more about the investor allegations […]