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November 9, 2023
Charles Weldon Discloses Cetera Investor Dispute

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker Charles Raymond Weldon (also known as C. Raymond Weldon) [CRD#: 1030659, Boca Raton, Florida]. Evidently, Weldon, who is currently registered with Independent Financial Group LLC, has a history of employment with […]

November 8, 2023
Brandon Hanna Disclosed Oppenheimer Client Disputes

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Brandon Boyd Hanna [CRD#: 3225573]. Evidently, Hanna is a securities broker and financial advisor based in Minneapolis, Minnesota, and his registration history includes affiliations with Pruco Securities LLC [since February 8, 2018] […]

November 2, 2023
Seth Stewart Discloses Center Street Client Disputes

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Seth Barnes Stewart, a previously registered broker and investment adviser [CRD: 5467292, Jefferson, Indiana]. Specifically, Stewart was affiliated with Center Street Securities Inc. from February 17, 2012, to November 18, 2020, and […]

November 1, 2023
Soreide Law Group Investigating Claims Against Peter Shen

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Lei Shen (also known as Peter Shen) [CRD#: 5769894, Orange, California]. Peter Shen joined Ni Advisors since January 2, 2020. He worked for Independent Financial Group LLC from January 22, […]

October 31, 2023
Complaints Concerning Securities Broker Rich Jackman

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses through the actions of Richard W. Jackman (also known as Rich Jackman) [CRD: 2501641, Orange, California]. Particularly, Jackman has been registered with Crown Capital Securities L.P. as both a broker and an investment adviser since December 19, […]

October 30, 2023
Investigation Into Securities Broker Eric Davidson

Soreide Law Group is investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Eric William Davidson [CRD#: 2731195, Portland, Oregon]. He has been registered with Aegis Capital Corp. since July 2, 2015. Previously, he was affiliated with Paulson Investment Company Inc. Among the concerns […]

October 15, 2023
Ni Advisors Clients Complain About Yin Zhong

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Yin Yvonne Zhong (CRD: 3203120, Milpitas, California). Zhong has been affiliated with Ni Advisors since February 22, 2018, and was previously associated with Cetera Investment Services LLC from September 25, […]

October 15, 2023
Investigation Into Raymond James’ Bill Conn

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker William Joseph Conn (also known as Bill Conn) (CRD: 1477107, San Francisco, California). Notably, he has worked for International Assets Advisory, LLC since September 13, 2022. He has also been […]

October 14, 2023
Royal Alliance Investor Disputes About Timothy Judson

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of registered financial advisor and broker Timothy Harold Judson (CRD: 709195, McLean, Virginia). Particularly, Judson has been associated with Osaic Wealth, Inc. in McLean, Virginia since November 19, 1989, and as a financial […]

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