Investors might have sustained losses due to securities broker Nabil Bouab [CRD: 4340284, Red Bank, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nabil Bouab worked for Garden State Securities Inc. from October 31, 2022, to June 13, 2024, and for American Portfolios Financial Services Inc. from July 26, 2013, […]

Investors possibly experienced losses because of financial advisor / securities broker Mike Robert Kilpatrick [CRD: 1278618, Camarillo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kilpatrick has worked for Centaurus Financial Inc. since May 10, 2011. Before this, he worked with LPL Financial and American Express Financial Advisors. Here’s more about the […]

Investors might have sustained losses due to financial advisor / securities broker Michael Jay Shatsky (also known as Mike Shatsky) [CRD: 2430683, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Shatsky joined Sky Alpha Asset Advisors LLC as a financial advisor in 2018. He worked at Oppenheimer Co. […]

Investors possibly experienced losses because of securities broker Mark Allen Upchurch [CRD: 2937074, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark Upchurch worked for Centaurus Financial Inc. from March 1, 2012, to September 21, 2020. Here’s more about the securities broker’s disclosures. Investor Accused Upchurch Of Breach Of Fiduciary Duty […]

FINRA barred Marion Strickler Adams III (also known as Ma'on Adams) [CRD: 1392435, Mobile, Alabama], and an investor complained about the securities broker, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marion Adams worked for Raymond James Associates Inc. from February 13, 2013, to November 5, 2021, and for The Jeffrey Matthews […]

Investors complained about securities broker Marc Edmond Haggar [CRD: 4146965, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Haggar has worked for UBS Financial Services Inc. since December 6, 2011. The following information is an overview of the securities broker’s disclosures. UBS Financial Services Investor Accused Haggar Of Failure […]

Investors possibly experienced losses because of securities broker Kyle M. Wool [CRD: 4238101, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kyle Wool worked for various firms, including Morgan Stanley from May 6, 2013, to February 18, 2021, Revere Securities LLC from January 20, 2021, to April 12, […]

Investors complained about securities broker Joseph Robert Eades Jr. (also known as Rob Eades and Robbie Eades) [CRD: 2357818, Easley, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Eades has worked for Capital Investment Group Inc. since January 30, 2004, and with Capital Investment Advisory Services LLC since January […]

Investors complained about financial advisor / securities broker Jason A. Shelby [CRD: 4589734, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jason Shelby worked for FSC Securities Corporation from October 19, 2006, to November 3, 2023, and has worked for Osaic Wealth Inc. since November 3, 2023. Keep reading to […]