Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses through the actions of securities broker Stephen Curtis Lawler Jr. (CRD: 1193477, Peoria, Illinois). Lawler has been registered with Cetera Advisors LLC since September 8, 2022, and with Cetera Financial advisors LLC since November 12, 2020. Notably, he […]

Soreide Law Group has filed a FINRA arbitration on behalf of the customers who lost money in ICap Equity, LLC and it’s affiliated Funds. On September 12, 2023, iCap announced that its plans to reshape its failed business. Soreide Law Group has already filed one claim in the Financial Industry Regulatory Authority against Somerset Securities […]

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

Soreide Law Group is conducting an investigation into the actions of Scott J. Roslonowski (CRD: 4795893, Indian Harbour Beach, Florida), specifically focusing on potential claims on behalf of investors who may have suffered losses. Roslonowski works for Ameriprise Financial Services, LLC as of October 5, 2009, and operates out of the firm's Indian Harbour Beach, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who lost money due to Ronald Joseph Sagasser (also known as Ron Sagasser) (CRD: 5400879, Miamisburg, Ohio). Notably, Sagasser worked for W&S Brokerage Services, Inc. from May 11, 2018, to July 18, 2022. Evidently, FINRA sanctioned Sagasser on July 6, 2023. Moreover, Sagasser […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses due to securities broker Robert Turley (CRD: 1519293, New Port Richey, Florida). Specifically, Turley started working for Independent Financial Group, LLC beginning in June 13, 2005. His BrokerCheck Report shows disclosures of unsuitable investment allegations from clients of this firm. […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained financial losses associated with Robert Charles Starnes (CRD: 1429794, Wauwatosa, Wisconsin). Notably, he worked for SA Stone Wealth Management Inc. in Wauwatosa, Wisconsin, from December 6, 2019, to May 16, 2023, and Quest Capital Strategies, Inc. in Laguna Hills, California, from […]

Soreide Law Group is currently investigating potential claims on behalf of investors who sustained financial losses through Philip Paul Wright (CRD: 2453688, Eden Prairie, Minnesota). Wright worked for BrokerBank Securities, Inc. from May 20, 2004, to March 30, 2021. Specifically, FINRA expelled BrokerBank Securities on August 18, 2023. Notably, Wright has been subject to various […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses with securities broker Peter Po (also known as Tinchu Peter Po) (CRD: 3106974, Cupertino, California). Specifically, he has been affiliated with NI Advisors since August 19, 2015. Additionally, Po has been associated with other firms, namely Voya Financial Advisors, Inc., […]