Investors have come forward with complaints about securities broker Lawrence Charles Barrett (also known as Lawrence Barrett DiBartolomeo) (CRD: 13429, Orange Village, Ohio). Notably, the securities broker, who worked for Lincoln Financial Advisors Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lincoln Financial Advisors Corporation clients allege that Barrett provided unsuitable […]

Soreide Law Group is investigating possible investor claims against Kevin Thomas Fles (CRD: 4747383, Sikeston, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Advisors LLC. Evidently, one or more investors alleged misconduct in these disputes, including that Fles made unsuitable […]

Investors have come forward with complaints about securities broker Keith Howard Medeck (CRD: 3011429, New York, New York). Notably, the securities broker, who worked for National Securities Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, National Securities Corp. clients allege that Medeck made unsuitable recommendations. For more on these disclosures about […]

Soreide Law Group is investigating possible investor claims against Justin Walt Parker (CRD: 4364398, Del Mar, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Hilltop Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Parker made […]

Investors have come forward with complaints about securities broker Julie Lan Cohen (also known as Julie Law) (CRD: 1424275, Camarillo, California). Evidently, the securities broker, who worked for Mutual Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Mutual Securities Inc. clients allege that Cohen breached a contract, breached a fiduciary […]

Investors have come forward with complaints about securities broker Jeffrey Brian Forehand (also known as Jeff Forehand) (CRD: 1618003, Myrtle Beach, South Carolina). Evidently, the securities broker, who worked for First Allied Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, First Allied Securities Inc. clients allege that Forehand made unsuitable […]

Investors have come forward with complaints about securities broker Jason Eugene Tarver (CRD: 2569913, Frisco, Texas). Evidently, the securities broker, who worked for Merrill Lynch, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Merrill Lynch clients allege that Tarver made unsuitable recommendations and engaged in unauthorized trading. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against Ivan Richard Gefen (CRD: 1229418, Boca Raton, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation. Evidently, one or more investors alleged misconduct in these disputes, including that Gefen was […]

Soreide Law Group is investigating possible investor claims against Heath Gary Goldstein (CRD: 2147679, Clarks Summit, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Western International Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Goldstein […]