Soreide Law Group is investigating possible investor claims against Glennon James Cole (also known as Glen James Cole) (CRD: 1999588, Manchester, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Moloney Securities Co. Inc. Notably, one or more investors alleged misconduct in […]

Investors have come forward with complaints about securities broker Gilbert Russell Conrad (CRD: 2746778, Lewiston, New York). Evidently, the securities broker, who worked for JP Turner Company LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, JP Turner Company LLC clients allege that Conrad made unsuitable recommendations. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against David Cameron Monckton (CRD: 2252224, Columbia, South Carolina). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Voya Financial Advisors Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Monckton […]

Soreide Law Group is investigating possible investor claims against Daniel William Sopher (also known as Daniel Williams Sopher) (CRD: 1254823, Metuchen, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Kestra Investment Services LLC. Evidently, one or more investors alleged misconduct […]

Investors have come forward with complaints about securities broker Daniel Jay Sherman (CRD: 2136218, New York, New York). Notably, the securities broker, who worked for Morgan Stanley Smith Barney LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morgan Stanley Smith Barney LLC clients allege that Sherman made unsuitable recommendations. For more […]

Investors have come forward with complaints about securities broker Corey Jon Engelhard (CRD: 2788550, Plantation, Florida). Evidently, the securities broker, who worked for Morgan Stanley, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Morgan Stanley clients allege that Engelhard made unsuitable recommendations. For more on these disclosures about Engelhard, see below. Engelhard […]

Soreide Law Group is investigating possible investor claims against Brad Richard Small (CRD: 3173556, Reading, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for American Portfolios Financial Services Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Small […]

Soreide Law Group is investigating possible investor claims against Gustavo Santos Miramontes (CRD: 2338966, Los Angeles, California) and his sale of Mullen Automotive Inc. (NASDAQ: MULN), among other securities. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Oppenheimer Co. Inc. Not only […]

Soreide Law Group is investigating possible investor claims against securities broker Vincent Maley Weir (CRD: 3118881, Houston, Texas). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services LLC. Supposedly, one or more individuals claim that Weir made unsuitable recommendations. […]