The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jeffrey Marburger AKA Jeffrey Ernest Marburger [CRD#: 2872490, Dover, OH]. However, Marburger denies the allegations. Read on to learn more about the allegations against Marburger. FINRA Sanctions WS Brokerage Services Securities Broker Jeffrey Marburger For Failure To Testify Evidently, on May 18, 2022, […]

Soreide Law Group is investigating possible investor claims against securities broker Walter Light AKA Walter Wai Tak Light [CRD#: 1494331, Richardson, TX]. Notably, FINRA sanctioned the securities broker, who worked for Treasure Financial Corp. Allegedly, Light made unauthorized transactions. Here is a brief summary FINRA’s allegations against Light. FINRA Sanctions Treasure Financial Corp. Securities Broker […]

Investors have come forward with complaints about securities broker Daniel Lerner AKA Daniel Todd Lerner [CRD#: 1255769, White Plains, NY]. Evidently, the securities broker, who worked for David Lerner Associates, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, David Lerner Associates clients allege that Lerner made unsuitable transactions, made misrepresentations and omissions, […]

Soreide Law Group is investigating possible investor claims against securities broker Daniel Lauletta AKA Daniel James Lauletta [CRD#: 2659123, Cleveland, OH]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MSI Financial Services. Evidently, investors allege sales practice violations in these disputes, including […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Franz Lambert AKA Franz Helmut Lambert II [CRD#: 4463792, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Lambert denies the allegations of […]

Investors have come forward with complaints about securities broker Edgar Kleydman AKA Edgar A. Kleydman [CRD#: 2727571, Brooklyn, NY]. Evidently, the securities broker, who worked for Equitable Advisors, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Equitable Advisors clients allege that Kleydman acted unethically, breached a fiduciary duty, made unsuitable transactions, breached […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Igor Kislitsa AKA Igor Peter Kislitsa [CRD#: 6324794, Citrus Heights, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for PFS Investments. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Kislitsa engaged in sales […]

Soreide Law Group is investigating possible investor claims against securities broker Mark Kemp AKA Mark Alan Kemp [CRD#: 2057200, Corpus Christi, TX]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for McNally Financial Services Corp. Evidently, investors allege sales practice violations in these […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Karandos AKA David Karandos [CRD#: 1934119, Indianapolis, IN]. Evidently, investors disputed the sales practices of the securities broker, who worked for Dinosaur Financial Group. Additionally, the securities broker discloses a regulatory enforcement action. However, Karandos denies the allegations of sales practice violations. […]