Soreide Law Group is investigating possible investor claims against securities broker Alan Duane Douglass, AKA Roof Douglass [CRD#: 1619835, Clearwater, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Securities America and Investacorp. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker Thomas Wilson Murray [CRD#: 1186933, Pasadena, California]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wachovia Securities, First Union Securities, and Morgan Stanley. Evidently, one or more clients allege sales practice violations in these disputes, […]

Investors have come forward with complaints about securities broker Mark John Williams [CRD#: 4061842, Carmel, California]. Evidently, the securities broker, who worked for Centaurus Financial, Cetera Financial Group, and JP Turner Company, discloses investor disputes on FINRA BrokerCheck. Evidently, clients allege that Williams made unsuitable transactions and misrepresentations. For more on these disclosures about Williams, […]

Soreide Law Group is investigating possible investor claims against securities broker Cass J. Jenkins [CRD#: 4304584, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker Dana H. Davis [CRD#: 1707708, Boca Raton, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation, First Montauk Securities Corporation, and Gilford Securities. Evidently, one or more clients allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Scott Michael Rosenberg [CRD#: 2754292, New York, New York]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services. Evidently, one or more clients allege sales practice violations in these disputes, including misrepresentations and […]

Soreide Law Group is investigating possible investor claims against securities broker John Lee [CRD#: 2950037, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cambridge Investment Research. Evidently, one or more clients allege sales practice violations in these disputes. Here is a brief summary […]

Soreide Law Group is investigating possible investor claims against securities broker Rodger Sprouse [CRD#: 5483578, Lee's Summit, Montana]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Titan Securities and Evolve Securities. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable recommendations. […]

Soreide Law Group is investigating possible investor claims against securities broker Timothy Joseph Scanlon [CRD#: 1968597, Scottsdale, Arizona]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Arque Capital Ltd. and Merrill Lynch. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable […]