Merrill Lynch Investors Indicate Broker Juan Barreras Recommended Unsuitable, Misrepresented Investments Investors are voicing complaints and serious concerns in regard to Juan Barreras [CRD#: 1742910, Guaynabo, Puerto Rico]. Supposedly, the securities broker, who began working with Merrill Lynch on June 21, 2010, shows 5 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Supposedly, Merrill […]

Soreide Law Group, based in South Florida, obtained the following information on FINRA’s website from January 2020 Disciplinary Report. MURRY MEIR SHAPERO (Also known as:  MOSHE SHAPERO, MURRAY M SHAPERO) CRD#: 1846138 Miami, Florida, currently registered with MAXIM GROUP, LLC. was issued an AWC in which MURRAY M SHAPERO was suspended from association with any […]

Cetera Investors File Disputes About Broker John Massa Investors are alleging investment losses because of Cetera Investment Services securities broker John Massa [CRD#: 2120585, Staten Island, New York]. Supposedly, the securities broker, who joined Cetera on September 8, 2010, shows 5 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Cetera clients indicate that […]

Soreide Law Group obtained the following information on FINRA’s website from the January 2020 Disciplinary Actions on the following broker:  FREDRICK MARTIN RANDHAHN (FRED RANDHAHN) CRD#: 1338801   On November 14, 2019, an AWC was issued in which FREDRICK MARTIN RANDHAHN was assessed a deferred fine of $5,000, suspended from association with any FINRA member […]

Santander Clients Take Issue With Eric Stubbe's Investment Recommendations Soreide Law Group is investigating potential investor claims of bad securities business practices by securities broker Eric Stubbe [CRD #: 1499212, Dorchester, Massachusetts]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that no less than 19 clients contested the securities recommendations or sales of the securities […]

IAA Broker Carleton Boothe Possibly Breached A Fiduciary Duty To Investors Evidently, investors are coming forward with disputes concerning securities broker Michael “Carleton” Boothe [CRD#: 2160227, Fort Lauderdale, Florida]. Apparently, the securities broker, who associated with International Assets Advisory from 2014 to 2018, reports 2 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, […]

Soreide Law Group, a Florida-based law firm, obtained the information on the following Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions,” from January of 2020. Cody Hawkins-Fitzgerald (Also known as, CODY DOYLE HAWKINS, CODY DOYLE HAWKINS-FITZGERALD) CRD# 2506434 On November 12, 2019, FINRA issued an AWC in which Cody Hawkins-Fitzgerald was assessed […]

Investors Allege Losses Due To Shapour Ejlal's Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shapour Ejlal [CRD#: 1247346, New York, New York]. Supposedly, at least 3 clients raised serious concerns about the securities broker, who worked for Aegis Capital Corp. between August 14, 2014 […]

Zachary Feinsilver Allegedly Sold Bad Investments Evidently, investors are voicing complaints and serious concerns in regard to securities broker Zachary Feinsilver [CRD#: 5023830, North Miami Beach, Florida]. Supposedly, the securities broker, who joined FMSbonds on December 8, 2005, shows 5 investor disputes on FINRA BrokerCheck. Notably, FMSbonds clients indicate that Feinsilver recommended unsuitable and misrepresented […]