Soreide Law Group obtained the following information on FINRA’s website, which is available to the public, in the October 2017 Disciplinary Report on the following firm: FSC Securities Corporation (CRD #7461, Atlanta, Georgia) was censured, fined $100,000, and ordered to pay $492,485.33 in restitution to clients by FINRA for allegedly executing approximately 6,500 purchases of […]

Did your financial advisor/broker recommend Forest Oil Senior Unsecured Notes? If so, you may have a claim for the sale of this high-risk debt. Forest Oil Corporation (NYSE: FST) purchased up to $700 million aggregate principal amount of its 7.50% Senior Notes due 2020 and its 7.25% Senior Notes due 2019. The Notes are subject […]

LPL FINANCIAL LLC has been ordered by the state of North Carolina to pay $25,000 in fines, and to reimburse the state of North Carolina $270,000 for the cost it took to investigate a $1.4 million Ponzi scheme orchestrated by one of their registered representatives:  CHARLES CALEB FACKRELL CRD#: 5369665 from Booneville, North Carolina. Fackrell […]

Soreide Law Group, based in Pompano Beach, Florida, recently filed on behalf of our clients (Claimants) a FINRA arbitration against: MORGAN STANLEY (Respondent)  The Claimants are both retired and living in Boca Raton, Florida.  The Claimants entrusted their savings to the Respondent, and their former financial advisor, Scott J. Donato, to provide them with safe […]

SONYA D CAMARCO (Also known as: SONIA D FATCHETT, SONYA D FATCHETT, SONYA D FATCHETT-CAMARCO) CRD#: 2427529), a 45 year-old financial advisor from Colorado Springs, Colorado, was indicted September 21, 2017 by a Colorado grand jury, faces six counts of securities fraud and seven counts of theft. SONYA D CAMARCO was with LPL Financial Holdings […]

Soreide Law Group obtained the following information, available to the public on FINRA’s website, from the October 2017 Disciplinary Reports: SHELLEY STEUER FREEMAN (Also known as: SHELLEY STENER FREEMAN,SHELLEY STEVER FREEMAN) CRD#: 1262649, Fort Lauderdale, Florida) was barred by FINRA for allegedly failing to provide FINRA with requested documents and information. (FINRA Case #2017053680101) FINRA […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: OPPENHEIMER & CO., INC (Respondents) The Claimants, a retired, married couple from Texas, were clients of OPPENHEIMER’s registered representative, David Krumrey, CRD# 4121845, for approximately 4 years. The representative has not been named in the law suit.  The main funding source […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information, available to the public on FINRA’s website, from FINRA’s October 2017 Disciplinary Report regarding the following broker employed in Pompano Beach, Florida: James Vincent Marino (CRD #6192459, Davie, Florida) James Marino was barred from association with any FINRA member in all capacities by […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against:  RAYMOND JAMES FINANCIAL SERVICES, INC.   The Claimants, a retired, married couple from New Jersey, relied on Kenneth Joseph Fitzpatrick CRD# 1850858, who was an employee and registered representative of RAYMOND JAMES, to manage their money through retirement. The Claimants […]