Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: ARKADIOS CAPITAL and their former registered representative, EHUD GERSTEN (Respondents). The Claimant lives in Florida and was looking to invest proceeds from the sale of family property that was sold in 2023. The Claimant was looking for safe investments that […]

ANDREW JOSEPH EGBER (ANDREW J EGBER, ANDY EGBER) was permanently barred by FINRA on 4/26/2024 from acting as a broker or otherwise associating with a broker/dealer firm. Without admitting or denying FINRA’s findings, ANDREW J EGBER consented to the sanction and to the entry of findings that he allegedly refused to produce information and documents […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: EMERSON EQUITY LLC, and their former registered representative, EHUD GERSTEN (Respondents). The Claimants owned property for many years that had been used as farmland.  The Claimants eventually sold the property with hopes of passing on the proceeds to future generations. […]

ROBERT SETTIMIO CUPELLO (ROBERT S CUPELLO) has been suspended and fined $5,000.00 by FINRA for allegedly recommending six variable annuity exchanges to elderly clients without a reasonable basis to believe that the transactions were suitable.  This allegedly occurred between July 2021 and December 2022. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]

DARRYL MATTHEW COHEN (DARRYL M COHEN) previously registered both as a broker and as an investment advisor, was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm in December of 2021. Cohen was last registered with MORGAN STANLEY of Westlake Village, California from 06/05/2015 - 04/08/2021. According to FINRA’s […]

ANDREW THOMAS ROBERSON (ANDREW T ROBERSON, ANDY ROBERSON) is currently registered both as a broker and as an investment advisor with EMERSON EQUITY LLC of San Mateo, California since August of 2025. He was previously listed with PARK AVENUE SECURITIES LLC of San Ramon, California, also as a broker and as an investment advisor, from […]

Investors might have sustained losses due to securities broker Ronald Norman York Jr. [CRD: 4308987, Wall, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. York worked for Triad Advisors LLC from March 21, 2014, to April 30, 2019, and he has been registered with Arkadios Capital and Arkadios Wealth Advisors since […]

Fariba Z Madison (Fariba Zehtabian Madison, Fariba Zehtabian) is currently registered as an investment advisor and as a broker with VANDERBILT SECURITIES, LLC of Los Alamitos, California since June of 2025. Madison was previously registered both as a broker and investment advisor with WESTERN INTERNATIONAL of Los Alamitos, California from November of 2012 – June […]

Soreide Law Group, based in Florida, has been contacted by investors who have experienced DST losses due to the alleged recommendations broker, EHUD GERSTEN (Ehud NA Gersten, Gersten Ehud), currently registered as a broker with CONCORDE INVESTMENT SERVICES, LLC of Ann Arbor, Michigan since 8/19/2025. One of the firms Gersten was previously registered with was EMERSON […]