Investors potentially experienced sales practice violations by securities broker Garth James Lurvey [CRD: 4729301, Winter Park, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Garth Lurvey worked for LPL Financial LLC from December 15, 2016, to March 17, 2022, and later for Private Client Services LLC from March 14, 2022, […]

Investors potentially incurred losses because of securities broker Salvadore Robert Salvo [CRD: 409637, Parsippany, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Salvo worked for Purshe Kaplan Sterling Investments beginning on September 19, 2018, and for Summit Financial LLC beginning on January 3, 2019, with earlier employment at […]

MICHAEL RODGER PINEDA (MICHAEL R PINEDA) is currently registered as an investment advisor with LIFEMARK SECURITIES CORP. of Denver, Colorado since 9/19/2017. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MICHAEL R PINEDA has been in the securities industry for 30 years, has been listed with 13 firms, and has 3 disclosures on […]

Did your financial advisor recommend Priority Income Fund Class R2? You may be holding a high-risk investment that has lost over half its value. Our firm is investigating potential claims of unsuitable investment recommendations regarding Priority Income Fund Class R2. Marketed to retail investors as a steady income generator, this fund is actually a complex, high-risk […]

AARON PIERCE SEVIGNY (AARON P SEVIGNY) has been registered, since 2006, both as a broker and an investment advisor with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER in Bonita Springs, Florida. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, AARON P SEVIGNY has been in the securities industry for 22 […]

In a complaint dated December 15, 2025, the Financial Industry Regulatory Authority (FINRA) alleges Spartan Capital Securities, LLC, and five individuals, for more than four years, “defrauded customers by engaging in widespread churning, generating millions in revenue and causing customers millions in harm. Spartan’s business model depended on this misconduct – approximately two thirds of […]

Soreide Law Group has been contacted by investors who purchased SCETs (syndicated conservation easements) from, RUSSELL SCOTT BLUM (RUSSELL S BLUM).  Blum has been registered as a broker with INTERNATIONAL ASSETS ADVISORY, LLC of Indialantic, Florida, since 9/24/2018, and as an investment advisor with INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC of Vero Beach, Florida, since 10/23/2018. […]

Versity Investments LLC, known now as Crew Enterprises LLC, and their principals are facing a $56 million lawsuit alleging fraud and the misappropriation of investor funds. Allegations are alleging investor funds were diverted to finance other real estate transactions and for personal use by the co-defendants.  On July 17, 2025, Crew Enterprises was given a $47 […]

ROGER DANIEL FOLLIS (ROGER D FOLLIS) was fined $10,000 and suspended for 45 days by FINRA for allegedly using an unapproved personal email to send business-related messages to a client. This disclosure was dated 12/5/2025. ROGER D FOLLIS is both a broker and investment advisor with A.G.P. / ALLIANCE GLOBAL PARTNERS of Washington D.C. since 2/23/2024.  […]