Investors potentially experienced sales practice violations by securities broker Ann Louise Werts (also known as Ann Louise Gilmore, Ann Louise Howard, and Ann Louise Vanderslice) [CRD: 5057784, Denver, Colorado], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Werts worked for Cabot Lodge Securities LLC from July 12, 2013, to April 13, […]

Investors apparently complained about securities broker David Joseph Perrotto [CRD: 4960240, Webster, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David J. Perrotto worked for Cetera Advisors LLC from March 1, 2012, to November 3, 2025, and Cetera Investment Advisers LLC from March 22, 2024, to November 3, 2025, […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: AURORA SECURITIES, and their registered representatives, AUSTIN A BOWLIN and ROGER W BOWLIN (Respondents). The Claimant is retired and living in Maryland.  The lawsuit states that the Claimant was nearing retirement in 2023 and needed to sell the real estate […]

AUSTIN A BOWLIN has been listed as a broker with AURORA SECURITIES of Portland, Oregon since 4/27/2021, and as an investment advisor with SECURE ASSET MANAGEMENT LLC since 5/4/2021.  Bowlin was previously listed with CONCORDE INVESTMENT SERVICES LLC of Mercer Island, Washington from 2017 to 2021. Soreide Law Group is investigating potential claims on behalf of […]

Soreide Law Group is currently alerting investors who were recommended to purchase Inspired Healthcare Capital Fund (IHC) by their broker/dealers or financial advisors. Inspired Healthcare Capital Fund (IHC) has been dealing with allegations of insolvency, halted distributions, and ongoing SEC investigations. In 2025, IHC suspended all new investment offerings and suspended distributions to existing investors.  This has left investors without expected returns and with liquidity issues. Inspired […]

KATHERINE GREER NISHNIC (KATHERINE GREER MARTINSON, KATHERINE DIANE NISHNIC, KATHERINE G NISHNIC) is currently registered as a broker with CENTAURUS FINANCIAL, INC. of Lexington, South Carolina, since 5/19/2015. Recently, Soreide Law Group received calls from investors regarding KATHERINE G NISHNIC allegedly recommending investing in National Healthcare Properties Inc. (NHPAP and NHPBP).  It was formerly known as Healthcare Trust […]

Investors potentially experienced sales practice violations by securities broker Garth James Lurvey [CRD: 4729301, Winter Park, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Garth Lurvey worked for LPL Financial LLC from December 15, 2016, to March 17, 2022, and later for Private Client Services LLC from March 14, 2022, […]

Investors potentially incurred losses because of securities broker Salvadore Robert Salvo [CRD: 409637, Parsippany, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Salvo worked for Purshe Kaplan Sterling Investments beginning on September 19, 2018, and for Summit Financial LLC beginning on January 3, 2019, with earlier employment at […]

MICHAEL RODGER PINEDA (MICHAEL R PINEDA) is currently registered as an investment advisor with LIFEMARK SECURITIES CORP. of Denver, Colorado since 9/19/2017. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MICHAEL R PINEDA has been in the securities industry for 30 years, has been listed with 13 firms, and has 3 disclosures on […]