In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Investors might have sustained losses due to financial advisor Dustin Robert Stanley [CRD: 6402870, Sarasota, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stanley worked for Strategic Wealth Investment Group LLC from December 2, 2014, to February 11, 2025; Prime Capital Financial from February 27, 2025, to October 1, 2025; and AlphaStar Capital Management beginning December 18, 2025. Continue reading to discover more about Stanley’s disclosures.
Evidently, on July 14, 2025, a Strategic Wealth Investment Group client filed Civil Action No. 25-CI-005470 concerning Dustin Stanley. Primarily, the client alleged that Stanley made unsuitable recommendations involving an investment strategy that called for clients to use retirement savings to purchase certain products that were allegedly not in their best interests. For this reason, the client allegedly sustained damages in connection with life insurance products and fixed annuities. Therefore, the client requested $470,000 in compensation from Strategic Wealth Investment Group or Stanley. Specifically, this civil suit is pending a resolution. Stanley denies the allegations.
Also, a client of Strategic Wealth Investment Group contested Stanley’s sales practices by filing Civil Action No. 25-CI-003128 on April 28, 2025. Allegedly, Stanley made unsuitable recommendations by soliciting certain annuities as part of an investment strategy that was allegedly not in the clients’ best interests or suitable for purchase with retirement savings. It appears that Stanley caused the client to sustain damages linked to fixed annuities. Consequently, the client seeks compensation from Strategic Wealth Investment Group or Stanley in the amount of $100,000 in this ongoing matter.
Additionally, on January 10, 2025, Strategic Wealth Investment Group disaffiliated with Stanley. Notably, Strategic Wealth Investment Group alleged that Stanley facilitated a fixed annuity replacement that was not in the client’s best interest. The firm further alleged that an internal review identified annuity replacements that did not meet fiduciary standards.
Do you need guidance on any investment losses relating to Dustin Stanley? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers work on a contingency fee basis and advance all costs. Stanley and the brokerage firms Stanley worked for deny allegations of sales practice violations.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
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