Soreide Law Group is investigating possible investor claims against securities broker Fariba Zehtabian Madison [CRD#: 1178259, Los Alamitos, CA]. Zehtabian has worked for (1) Western International Securities from 2012-Present; (2) U.S. Bancorp Investments from 2006-2012; and (3) Citicorp Investment Services from 2005-2006.
Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Western International Securities investors disputed the sales practices of the securities broker. Evidently, investors allege sales practice violations in these disputes, including that Zehtabian made unsuitable transactions. Here is a brief summary of the disclosures about Zehtabian:
Western International Securities Client Accuses Fariba Zehtabian Of Unsuitable Transactions
Evidently, on August 4, 2022, a Western International Securities client filed FINRA Arbitration #: 22-01718 about Fariba Zehtabian. Specifically, the client alleged that Zehtabian made unsuitable transactions. Because of this, the client purportedly experienced damages relating to investments in corporate bonds. Therefore, the client requested $5,000 in compensation from Western International Securities or Zehtabian. Evidently, this arbitration is pending a resolution.
Western International Securities Client Accuses Zehtabian Of Misrepresentation
Also, on June 1, 2022, a Western International Securities client filed FINRA Arbitration #: 22-01109 about Fariba Zehtabian. Specifically, the client alleged that Zehtabian made misrepresentations. For this reason, the client claims that they sustained damages pertaining to investments in corporate bonds. Therefore, the client requested $5,000 in compensation from Western International Securities or Zehtabian. Evidently, this arbitration is pending a resolution.
Fariba Zehtabian Allegedly Acts Negligently Towards Western International Securities Client
Evidently, a client of Western International Securities contested Fariba Zehtabian's sales practices by filing FINRA Arbitration #: 22-01897 on June 1, 2022. Supposedly, Zehtabian acted negligently. Allegedly, the corporate bond transactions involving this securities broker caused the client to sustain damages. Therefore, the client seeks compensatory relief from Western International Securities or Zehtabian in the amount of $300,000 in this ongoing matter.
U.S. Bancorp Investments Client Accuses Zehtabian Of Unsuitable Transactions
Also, on May 19, 2008, a U.S. Bancorp Investments client filed an investment-related complaint about Fariba Zehtabian. Specifically, the client alleged that Zehtabian made inappropriate and unsuitable transactions. Because of this, the client purportedly experienced damages relating to investments in mutual funds. Therefore, the client requested $38,263.26 in compensation from U.S. Bancorp Investments or Zehtabian. However, the securities broker-dealer denied this complaint.
Damages Resulting From Western International Securities Broker Fariba Zehtabian?
Have you experienced damages because of investing through securities broker Fariba Zehtabian? If the answer is yes, get in touch with Soreide Law Group at (888) 760-6552 to discuss your situation with a securities lawyer about a potential recovery of your investment damages. Soreide Law Group, who has successfully recovered money for investors throughout all 50 states, represents clients through a contingency fee arrangement and advances all costs. Zehtabian and brokerage firms Zehtabian associated with deny any and all allegations of sales practice violations.