Investors potentially experienced sales practice violations because of securities broker George Gomez Sr. [CRD: 2156124, El Paso, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gomez Sr. worked for LPL Financial LLC starting January 19, 2017, and works for Strategic Financial Concepts LLC since September 9, 2019. See the following information to learn more about George Gomez’s disclosures and the allegations involving investor losses.
Notably, on June 7, 2024, an LPL Financial LLC client filed FINRA Arbitration No. 24-01262 about George Gomez Mainly, the client alleged that Gomez Sr. made unsuitable recommendations between 2014 and 2021 regarding certain alternative investments including real estate securities. Because of this, the client allegedly sustained damages. Therefore, the client requested $400,000.00 in compensation from LPL Financial LLC or Gomez Sr. It appears that this arbitration is ongoing.
Also, a client of LPL Financial contested George Gomez’s sales practices, based on a complaint dated March 28, 2013. Allegedly, Gomez Sr. made unsuitable recommendations. Supposedly, Gomez Sr. caused the client to sustain damages on real estate investment trusts. Consequently, the client sought compensation from LPL Financial or Gomez Sr. in the amount of $24,000.00 in this matter. However, the firm denied this complaint.
Did you experience losses because of George Gomez? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a possible recovery of your losses. Soreide Law Group has helped to recoup losses for clients throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gomez and brokerage firms Gomez worked for deny accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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