Investors potentially experienced sales practice violations because of securities broker George Gomez Sr. [CRD: 2156124, El Paso, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gomez Sr. worked for LPL Financial LLC starting January 19, 2017, and works for Strategic Financial Concepts LLC since September 9, 2019. See the following information to learn more about George Gomez’s disclosures and the allegations involving investor losses.
Notably, on June 7, 2024, an LPL Financial LLC client filed FINRA Arbitration No. 24-01262 about George Gomez Mainly, the client alleged that Gomez Sr. made unsuitable recommendations between 2014 and 2021 regarding certain alternative investments including real estate securities. Because of this, the client allegedly sustained damages. Therefore, the client requested $400,000.00 in compensation from LPL Financial LLC or Gomez Sr. It appears that this arbitration is ongoing.
Also, a client of LPL Financial contested George Gomez’s sales practices, based on a complaint dated March 28, 2013. Allegedly, Gomez Sr. made unsuitable recommendations. Supposedly, Gomez Sr. caused the client to sustain damages on real estate investment trusts. Consequently, the client sought compensation from LPL Financial or Gomez Sr. in the amount of $24,000.00 in this matter. However, the firm denied this complaint.
Did you experience losses because of George Gomez? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a possible recovery of your losses. Soreide Law Group has helped to recoup losses for clients throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gomez and brokerage firms Gomez worked for deny accusations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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