Jason Vanclef Linked To Westpark Capital Investor Dispute Alleging Breach Of Fiduciary duty

Investors potentially experienced sales practice violations by securities broker Jason Bryce Vanclef [CRD: 5096529, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Vanclef worked for Westpark Capital Inc. from October 9, 2017, to January 27, 2020, and later associated with Delta Investment Management LLC from November 26, 2018, to December 31, 2021, Chicago Capital Management Advisors LLC from January 7, 2022, to January 30, 2025, Miramontes Capital LLC from January 14, 2025, to December 12, 2025, and American Trust Investment Services Inc. beginning January 27, 2020. Investors should continue reading to discover more about disclosures involving this individual.

Westpark Capital Investor Accused Vanclef Of Negligence And Breach Of Contract

Particularly, a client filed a FINRA arbitration alleging that Jason Vanclef engaged in negligence, breach of fiduciary duty, breach of contract, failure to supervise, and elder abuse while associated with Westpark Capital Inc. The client claimed damages related to real estate investment trusts and alleged losses of approximately $500,000. The matter was filed as FINRA Arbitration No. 23-00586 on March 13, 2023, and was settled on May 21, 2024, when Westpark Capital Inc. paid the client $20,000 in damages.

Jason Vanclef Disclosed Unsuitable Recommendations, Negligence, And Breach Of Fiduciary Duty Allegations By Westpark Capital Inc. Client

Also, a client of Westpark Capital Inc. disputed Vanclef’s sales practices by filing FINRA Arbitration No. 21-02976. Allegedly, Vanclef made unsuitable recommendations, was negligent, breached his fiduciary duty, violated the California Corporate Securities Law, and breached a contract. It appears that Vanclef allegedly caused the client to experience damages relating to real estate securities. As a result, Westpark Capital Inc. opted to settle the matter on May 18, 2023, by paying the client $35,000.

Vanclef Sanctioned By FINRA For Misrepresentation

Notably, FINRA issued Case No. 2013038283001 on November 21, 2016, imposing a 10-business-day suspension in any capacity and a $10,000 fine on Vanclef. Allegedly, Vanclef provided VFG Securities Inc. investors with misleading recommendation spreadsheets and written materials that contained false, exaggerated, or unwarranted statements, and included improper projections of investment performance related to direct investments and real estate investment trusts.

Were You Impacted By Financial Advisor / Securities Broker Jason Vanclef?

Do you need clarification on any investment losses relating to Jason Vanclef? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Vanclef and brokerage firms Vanclef worked for deny accusations of sales practice violations.