FINRA Bars Jonathan Stuffer

Soreide Law Group is investigating possible investor claims against securities broker Jonathan Adam Stuffer (also known as Jon Stuffer) [CRD: 6015954, Staten Island, New York]. Notably, FINRA sanctioned the securities broker, who worked for J.P. Morgan Securities LLC. Allegedly, Stuffer failed to testify during an investigation into possible FINRA rule violations. Here is a brief summary of FINRA’s allegations against Stuffer.

FINRA Bars J.P. Morgan Securities LLC Securities Broker Jonathan Stuffer For Failure To Testify

Specifically, on April 12, 2022, FINRA issued Case: 2021070686301, which contains sanctions against Jonathan Adam Stuffer for infractions. Specifically, Stuffer was barred as a securities broker. Mainly, FINRA alleged that Stuffer failed to testify during an investigation into possible FINRA rule violations.

Namely, FINRA says that on February 1, 2022, in connection with an investigation into allegations that Stuffer participated in outside business activities while he was registered with JP Morgan Securities LLC, FINRA sent Stuffer a request to appear for testimony. On February 25, 2022, Stuffer indicated to FINRA staff that he had received the request but would not appear for testimony at any time. Stuffer violated FINRA Rules 2010 and 8210 as a result.

J.P. Morgan Chase Bank Disaffiliates With Securities Broker For Outside Business Activities

Particularly, on March 8, 2021, J.P. Morgan Chase Bank terminated the registration of Stuffer. Namely, J.P. Morgan Chase Bank alleged that Stuffer engaged in an undisclosed outside business activity.

Stuffer Employment Information

Stuffer worked for J.P. Morgan Securities LLC in Staten Island, NY, as a securities broker from January of 2019 to March of 2021.

Damages Resulting From J.P. Morgan Securities LLC Securities Broker Jonathan Stuffer?

Have you experienced damages because of Jonathan Stuffer? If so, contact Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses or other damages. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Stuffer and brokerage firms Stuffer worked for deny accusations of sales practice violations.