Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Michael John Mashak Jr. [CRD: 4031888, La Crosse, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Mashak has been registered with Equitable Advisors LLC since November 24, 1999. Continue reading to learn more about Michael Mashak’s disclosures and the claims made against him.
Specifically, on November 21, 2023, an Equitable Advisors LLC client filed FINRA Arbitration No. 23-03300 about Mashak. Supposedly, Mashak recommended a real estate security investment that was unsuitable. Because of this, the client allegedly sustained damages on real estate securities. Consequently, the client requested compensation from Equitable Advisors LLC or Mashak. Evidently, this arbitration is pending a resolution.
Particularly, a client of AXA Advisors contested Michael Mashak’s sales practices, according to a complaint dated August 6, 2010. Allegedly, Mashak recommended various variable annuities, life insurance policies, and other accounts that were unsuitable, given the client's retirement objective. It appears that Mashak allegedly also failed to disclose information regarding commissions and fees. However, the firm denied this dispute.
Did you experience losses because of Michael Mashak? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors across the country, works on a contingency fee basis, and advances all costs. Mashak and brokerage firms Mashak worked for deny any allegations of sales practice violations.
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