Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about Pecha’s disclosed client dispute information.
Notably, on August 18, 2025, a Great Point Capital LLC client filed FINRA Arbitration No. 25-01709 about Robert Pecha. Mainly, the client alleged that Pecha breached his fiduciary duty, was negligent, and failed to supervise certain representatives. Because of this, the client allegedly incurred damages linked to real estate securities. Therefore, the client requested $1,117,186.96 in compensation from Great Point Capital LLC or Pecha. This arbitration awaits a resolution.
Also, a client of Concorde Investment Services LLC contested Robert Pecha’s sales practices by filing FINRA Arbitration No. 20-00395. Allegedly, Pecha made misrepresentations, breached his fiduciary duty, and made unsuitable recommendations. It appears that Pecha allegedly caused the client to sustain damages connected to direct investments. Consequently, Concorde Investment Services LLC agreed to settle the matter on June 16, 2021, by compensating the client in the amount of $262,000.
Do you need clarification on any investment losses relating to Robert Pecha? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Pecha and brokerage firms Pecha worked for deny accusations of sales practice violations.
Robert Averwater (CRD 5614514) is a Memphis, Tennessee broker. FINRA fined him $10,000, suspended him from association with any member firm in all capacities for four months, and required him to complete 10 hours of continuing education, according to an AWC issued August 18, 2026.
Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Thomas Jacobs (CRD 4139430) is a Bay City, Michigan broker. FINRA suspended him from association with any member firm in all capacities for two months and assessed a deferred fine of $2,500, according to an AWC issued August 3, 2026.
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