Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about Pecha’s disclosed client dispute information.
Notably, on August 18, 2025, a Great Point Capital LLC client filed FINRA Arbitration No. 25-01709 about Robert Pecha. Mainly, the client alleged that Pecha breached his fiduciary duty, was negligent, and failed to supervise certain representatives. Because of this, the client allegedly incurred damages linked to real estate securities. Therefore, the client requested $1,117,186.96 in compensation from Great Point Capital LLC or Pecha. This arbitration awaits a resolution.
Also, a client of Concorde Investment Services LLC contested Robert Pecha’s sales practices by filing FINRA Arbitration No. 20-00395. Allegedly, Pecha made misrepresentations, breached his fiduciary duty, and made unsuitable recommendations. It appears that Pecha allegedly caused the client to sustain damages connected to direct investments. Consequently, Concorde Investment Services LLC agreed to settle the matter on June 16, 2021, by compensating the client in the amount of $262,000.
Do you need clarification on any investment losses relating to Robert Pecha? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Pecha and brokerage firms Pecha worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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