Investors potentially experienced sales practice violations by securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sandy Leff worked for Carter Terry Company Inc. beginning on October 6, 2016, as a securities broker and beginning on October 21, 2016, as a financial advisor. Investors are encouraged to continue reading to discover more about disclosures involving Sandy Leff.
Evidently, on March 19, 2026, a Carter Terry Company Inc. client filed a complaint about Sandy Leff. Mainly, the client alleged that Leff violated FINRA Rule 2111 and Regulation Best Interest by making unsuitable recommendations involving over-the-counter equities. For this reason, the client allegedly suffered damages. Therefore, the client requested compensation from Carter Terry Company Inc. or Leff.
Also, a client of Carter Terry Company Inc. disputed Sandy Leff’s sales practices, according to a complaint dated March 19, 2026. Allegedly, Leff violated Regulation Best Interest and FINRA Rule 2111 by making unsuitable recommendations concerning over-the-counter equities. It appears that Leff allegedly caused the client to experience damages on stocks. Consequently, the client sought compensation from Carter Terry Company Inc. or Leff.
Did you experience losses because of Sandy Leff? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Leff and brokerage firms Leff worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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