One or more investors possibly experienced losses because of securities broker Chad Dwight Faulkenberry [CRD: 4827957, Orlando, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Faulkenberry worked for Charles Schwab Co. Inc. from July 14, 2014, to June 13, 2024. Read on to learn more about Faulkenberry’s disclosures. Florida Office Of Financial Regulation […]

Investors reportedly complained about securities broker Chi Chui Mak [CRD: 5045071, Brooklyn, New York], based on disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mak has worked with TD Private Client Wealth LLC since June 28, 2023, at both its New York, New York, and Brooklyn, New York, offices. Previously, Mak was employed […]

Investors potentially experienced sales practice violations due to securities broker Ralph Vallega Ganchero [CRD: 2601660, Westminster, California], based on public information on FINRA BrokerCheck. Evidently, Ganchero has worked for Citigroup Global Markets Inc. in West Hollywood, California, since January 13, 2016, working in the firm’s CWM Retail Sales division. Read below to learn more about […]

Investors might have sustained losses due to securities broker Joseph E. Barnas [CRD: 4670017, New York, New York], according to disclosures on FINRA BrokerCheck. Barnas has worked for Osaic Wealth Inc. since January 19, 2024, and previously worked with Woodbury Financial Services Inc. from July 11, 2018, until January 19, 2024. Keep reading to learn […]

One or more investors possibly experienced losses because of securities broker James Eugene Holmes III [CRD: 2174697, Winston Salem, North Carolina], based on disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Holmes worked for Wells Fargo Clearing Services LLC from August 30, 2019, to October 10, 2024, and for Stephens from March 11, […]

Investors potentially experienced sales practice violations due to securities broker Michael Christopher Rudio [CRD: 6322313, Atlanta, Georgia], according to public information on FINRA BrokerCheck. Rudio has worked for Purshe Kaplan Sterling Investments since August 11, 2021, and for Phase Line Capital LLC since July 12, 2021. Previously, he worked with LPL Financial LLC from August […]

Investors apparently complained about securities broker Carl Anthony Demarco Jr. [CRD: 2671924, Tinton Falls, New Jersey], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Demarco has worked for Hornor Townsend Kent LLC since January 11, 2002, as a broker, and since July 31, 2002, as an investment adviser. Keep […]

Investors might have sustained losses due to securities broker Gary Andrew Edmonds Jr. [CRD: 3098531, Washington, District of Columbia], based on disclosures on FINRA BrokerCheck. Evidently, Edmonds worked for UBS Financial Services Inc. from April 21, 2011, to April 11, 2022, and has worked for LPL Financial LLC since March 31, 2022. Read on to […]

Investors reportedly complained about securities broker William David Olinger II (also known as Bill Olinger) [CRD: 352019, Gainesville, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Olinger worked for Valmark Securities Inc. from August 18, 2000 to February 28, 2025. Read below to discover more about Olinger’s disclosures […]