Investors potentially experienced sales practice violations due to securities broker David Allen Merrick [CRD: 1542660, The Villages, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Merrick has worked for Edward Jones since March 9, 2016, as a broker and since May 23, 2016, as an investment adviser. Read on to learn more about […]

Investors apparently complained about securities broker Omar Gomez-Dominguez [CRD: 5905232, Encinitas, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gomez-Dominguez worked for J.P. Morgan Securities LLC from November 1, 2016, to June 11, 2024. Keep reading to find out more about Gomez-Dominguez’s disclosures. J.P. Morgan Securities LLC Investor […]

One or more investors possibly experienced losses because of securities broker Lawrence P. Cagliostro Jr. [CRD: 2605127, Toms River, New Jersey], according to disclosures on FINRA BrokerCheck. Evidently, Cagliostro has worked for Merrill Lynch since August 1, 2008. Read below to learn more about the disclosures involving this securities broker. Merrill Lynch Investor Accused Cagliostro […]

Investors might have sustained losses due to securities broker Jeffrey Charles Paladini (also known as Jeff Paladini) [CRD: 4341198, Fort Worth, Texas], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Paladini worked for Arkadios Capital from December 21, 2022, to May 23, 2024, and for BD4RIA Inc. from March 8, […]

Investors potentially experienced sales practice violations due to securities broker Damian Maggio [CRD: 2864247, Garden City, New York], according to disclosures on FINRA BrokerCheck. Evidently, Maggio has worked for Joseph Stone Capital L.L.C. since February 26, 2013. Keep reading to learn more about the disclosures involving Maggio. Joseph Stone Capital L.L.C. Investor Accused Maggio Of […]

Investors apparently complained about securities broker Peter Kyung Hoon Rhee (also known as Peter Kyung Moon Rhee) [CRD: 2326728, Frankfort, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Rhee has worked with Cetera Advisors LLC since September 8, 2022, and for Cetera Investment Advisers LLC since November 12, […]

One or more investors possibly experienced losses because of securities broker Andrew Thomas Sinsigalli (also known as Andy Sinsigalli) [CRD: 2178808, San Jose, California], according to disclosures on FINRA BrokerCheck. Evidently, Sinsigalli has worked for Merrill Lynch since December 17, 2010, as a broker and since February 15, 2011, as an investment adviser. Read below […]

When it comes to buying or selling a business, one of the most important decisions you’ll face is how to structure the deal: as a Share Purchase or an Asset Purchase. The choice has significant implications for liability exposure, tax treatment, employee contracts, and the overall transition process. At SecuritiesLawyer.com, our corporate and M&A attorneys […]

Investors reportedly complained about securities broker Brandon Lane Morrow [CRD: 3037943, Irvine, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morrow has worked for Emerson Equity LLC since August 4, 2022, and previously worked for Preferred Capital Securities LLC in Atlanta, Georgia, from August 10, 2016, to October 14, […]