Investors potentially experienced sales practice violations due to securities broker Aubrey Dexter Parker [CRD: 2454088, Stone Mountain, Georgia], according to publicly available information on FINRA BrokerCheck. Parker worked for Wells Fargo Clearing Services LLC from December 15, 2010 to July 14, 2025. Below, you can learn more about the disclosures involving Parker, including investor complaints […]

FINRA fined securities broker Donald Joe Everhart (also known as Don Everhart and Donny Everhart) [CRD: 2150508, Dixon, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Donald Everhart worked for Emerson Equity LLC from January 26, 2023 to August 8, 2024, and for Whitehall-Parker Securities Inc. from January 14, 2010 to […]

FINRA barred securities broker Mohammed Arif Salim [CRD: 7126671, New York, New York], according to publicly available information on FINRA BrokerCheck. It appears that Mohammed Salim worked for Morgan Stanley from November 18, 2022 to November 5, 2024, and Charles Schwab Co. Inc. from December 2, 2021 to November 15, 2022. Read the following sections […]

Investors may have incurred losses due to securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Barreca worked for Infinex Investments Inc. from July 1, 2016 to January 22, 2021, and for First Horizon Advisors Inc. from […]

Investors might have sustained losses because of securities broker Danny Kay Davis [CRD: 853374, Omaha, Nebraska], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Stifel Nicolaus Company Incorporated from March 5, 2009 to June 24, 2025. Read on to know more about the nature of the investor […]

Investors potentially experienced sales practice violations because of securities broker Gary Lee Leavitt [CRD: 712745, Whiting, Indiana], according to disclosures on FINRA BrokerCheck. Gary Leavitt worked for American Trust Investment Services Inc. from June 8, 2021 to February 14, 2025; McDermott Investment Services LLC from December 7, 2018 to October 22, 2020; and previously from […]

Yvette Barrera (Yvette Villanueva Barrera) is currently registered as an investment advisor with Foundations Investment Advisors LLC of New Braunfels, Texas, since 1/14/2025.  Yvette Barrera was previously registered with Texas Financial Advisory of San Antonio, Texas, from 10/23/2020 - 12/22/2024. According to the SEC’s website, Yvette Barrera, has been in the securities industry for four […]

CHRISTOPHER ROBERT WEEKS (CHRISTOPHER R WEEKS, CHRIS WEEKS) according to the SEC’s website, is currently an investment advisor with CREATIVE PLANNING of Overland Park, Kansas since 10/29/2015. He was previously registered as a broker with Northwestern Mutual Investment Services, LLC in Leawood, Kansas (2014–2015 and 2008-2013), and American Century Investment Services, Inc. in Kansas City, […]

Investors may have incurred losses because of securities broker Michael Walden Brinton (also known as Mike Brinton) [CRD: 1565431, Brentwood, Tennessee], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brinton worked for Zermatt Securities Inc. from November 14, 2019 to November 10, 2020, and Cary Street Partners from February 12, 2016 […]