Soreide Law Group is currently investigating claims on behalf of investors who have sustained losses tied to Inspired Healthcare Capital offerings—following the firm’s abrupt halt of income distributions and new fund issuances amid an ongoing SEC review. SEC Review & Strategic Alternatives A letter dated July 18, 2025 from Inspired’s CEO confirmed that the firm […]

One or more investors possibly experienced losses because of securities broker Duane Scott Pellman [CRD: 2426979, New Bern, North Carolina], according to public information found on FINRA BrokerCheck. Evidently, Pellman worked for Excel Wealth Management LLC from February 2019 to March 2023, and later joined Tactive Advisors LLC in March 2024, while also operating his […]

Investors reportedly complained about securities broker Alejandro Alberto Blanco (also known as Alex Blanco) [CRD: 3146376, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Blanco worked for MML Investors Services LLC from November 22, 2017, to November 3, 2020. Keep reading to learn more about Blanco’s disclosures and […]

Investors potentially experienced sales practice violations due to securities broker Jerome Anthony Messana [CRD: 712315, Manasquan, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Messana joined Aegis Capital Corp. on September 21, 2021. He worked with Dawson James Securities Inc. from February 9, 2008, to October 12, 2021. Keep reading to learn […]

Investors might have sustained losses through securities broker Andrew Jon Galy (also known as Andy Jon Galy) [CRD: 1915564, Metairie, Louisiana], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Galy worked for Cambridge Investment Research Inc. from February 25, 2014, to December 31, 2022. Keep reading to find out more […]

SEC filed a civil action against securities broker David Hilton Page [CRD: 2874899, New York, New York], according to public disclosures. Evidently, David Page worked for Spartan Capital Securities LLC from May 19, 2023, to July 31, 2023, and at SW Financial from August 6, 2018, to May 11, 2023. Keep reading to find out […]

One or more investors possibly experienced losses because of securities broker Carl Damien Gill [CRD: 1076361, Troy, Michigan], according to disclosures on FINRA BrokerCheck. Evidently, Gill worked for United Planners’ Financial Services of America from November 14, 2011, to December 4, 2015. Keep reading to learn more about Gill’s disclosures and the disputes that investors […]

Investors reportedly complained about securities broker Sanford Graham Simmons Jr. (also known as Sandy Simmons) [CRD: 1018907, Castle Rock, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Simmons worked for Saxony Securities Inc. from January 3, 2023, to October 2, 2024; Patrick Capital Markets LLC from March 22, 2021, to […]

Investors potentially experienced sales practice violations due to securities broker J. Craig McIlroy (also known as Craig McIlroy) [CRD: 1422508, Highlands Ranch, Colorado], according to public information found on FINRA BrokerCheck. Evidently, McIlroy joined LPL Financial LLC on August 5, 2024. Previously, he was registered with Osaic FA Inc. in Denver, Colorado, as both a […]