Investors potentially experienced losses because of securities broker Julie Anne Darrah (also known as Julie Banuelos) [CRD: 2102014, Orcutt, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Julie Darrah worked for Mutual Securities Inc. from June 28, 2013, to January 4, 2022. Here’s more about the securities broker’s disclosures. Mutual Securities Inc. […]

Investors apparently complained about securities broker Jorge Menendez [CRD: 5138358, Miami, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Menendez has worked for Citigroup Global Markets Inc. since November 21, 2013, working at Citi Retail Banking in Miami, Florida, and CWM Retail, Sales in Doral, Florida. Read on to learn more about […]

Investors might have received losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and as Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Keller has worked for Osaic Wealth Inc. since September 1, 2023. Previously, Keller worked for SagePoint Financial Inc. […]

Investors reportedly may have incurred losses because of securities broker John Peter Micera [CRD: 1255342, Mendham, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Micera has worked for RBC Capital Markets LLC at its Florham Park, New Jersey, location since March 9, 2002, and at its Mendham, New Jersey, location since […]

Investors potentially experienced losses due to securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. According to the regulator, John Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. Read on to learn more about the securities broker’s disclosures. Investor Alleged Unsuitable Advice […]

FINRA sanctioned securities broker John Alfred Dow Jr. [CRD: 2524415, Stillwater, Minnesota], according to disclosures on FINRA BrokerCheck. According to the regulator, John Dow worked for Morgan Stanley from August 1, 2012, to May 21, 2024. Here’s more about the disclosures concerning Dow. FINRA Barred Dow For Failure to Produce Documents Particularly, on January 6, […]

In a recent article in Agricultural Dive, they reported that Bowery Farming, Inc. is laying off 187 workers and reportedly closing operations. The indoor farming sector is struggling with financial setbacks and rising costs. The New York City-based company, according to Agricultural Dive, was once valued at $2.3 billion and backed by celebrities like Natalie Portman […]

On March 14, 2025, the Financial Industry Regulatory Authority (FINRA) barred MARTIN BARWIKOWSKI from acting as a broker or otherwise associating with a broker/dealer firm. MARTIN BARWIKOWSKI was listed with STIRLINGSHIRE INVESTMENTS of New York, New York from 12/06/2022 - 06/14/2024. According to the FINRA report, without admitting or denying FINRA’s findings, MARTIN BARWIKOWSKI consented […]

Investors reportedly may have incurred losses due to securities broker Edward Carchia Jr. (also known as Ed Carchia Jr. and Edward Karchia Jr.) [CRD: 1328905, Paramus, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Edward Carchia worked for Morgan Stanley from June 1, 2009, to July 21, 2022. Here’s more about […]