Soreide Law Group, based in Florida, has been contacted by investors who have experienced DST losses due to the alleged recommendations broker, EHUD GERSTEN (Ehud NA Gersten, Gersten Ehud), currently registered as a broker with CONCORDE INVESTMENT SERVICES, LLC of Ann Arbor, Michigan since 8/19/2025. One of the firms Gersten was previously registered with was EMERSON […]

Investors might have sustained losses due to securities broker Mark Joel Rubin [CRD: 1936202, San Rafael, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rubin has worked for Raymond James Associates Inc. as a securities broker since March 24, 2016, and as a financial advisor since March 25, 2016. Investors […]

Investors potentially experienced sales practice violations by securities broker Norbert Helmut Filian (also known as Norb Filian) [CRD: 2998784, Rolling Meadows, Illinois], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Filian worked for Equitable Advisors LLC beginning February 12, 1998, as a securities broker, and later as a financial advisor starting […]

Investors apparently complained about securities broker John Gilman McCarthy [CRD: 2470464, Hunt Valley, Maryland], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCarthy worked for Osaic FA Inc. from February 25, 1999, to January 24, 2025, and then registered with Osaic Wealth Inc. beginning January 24, 2025. Investors are encouraged to continue reading […]

A Washington regulator brought a complaint against securities broker Winston Lawrence Felix [CRD: 7183135, Seattle, Washington], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Felix worked for Edward Jones from January 1, 2020, to February 24, 2025. Investors are encouraged to continue reading to find out […]

Investors potentially incurred losses because of securities broker Curvin Elwood Miller IV (also known as Curv Miller) [CRD: 5106137, Dayton, Ohio], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Curvin Miller worked for Arkadios Capital from September 14, 2022, to March 29, 2024, and previously worked for Kalos Capital Inc. from […]

Investors potentially experienced sales practice violations by securities broker Larry Jefferson Tolbert [CRD: 1054714, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Larry Tolbert has worked with Integrity Alliance LLC since November 3, 2025, and he has also been registered as a financial advisor with Csenge Advisory Group LLC since September […]

Investors apparently complained about securities broker Michael William Mandarino [CRD: 4443175, Apollo Beach, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Mandarino has been registered with G. A. Repple Company since November 1, 2017, where he has acted as both a broker and an investment adviser. Investors should review […]

Investors might have sustained losses due to securities broker Steven Erik Trevor (also known as Steve Trevor) [CRD: 1892620, Plano, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trevor worked for Vanguard Marketing Corporation and Vanguard Advisers Inc. beginning September 9, 2021, and previously worked for Charles Schwab Co. Inc. […]