Soreide Law Group based in Pompano Beach, Florida, has been contacted by investors experiencing losses in DST Versity-Inspire, and DST Astoria At Celebration.  Allegedly, these investors were recommended purchasing these products by JAMES DWIGHT MCPHERSON (JAMES D MCPHERSON, JAY D MCPHERSON), currently with EMERSON EQUITY LLC of San Mateo, California.  McPherson has been registered as […]

Investors have reportedly disputed the sales practices of securities broker James George Witkowski [CRD: 4221931, Liberty, Missouri], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Witkowski has worked for Cetera Advisors LLC since December 10, 2009, and later became registered with Cetera Investment Advisers LLC on March 21, 2024, after previously […]

Investors potentially incurred losses because of securities broker Sam Bhushan (also known as Sameer Bhushan) [CRD: 4884717, Irvine, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sam Bhushan worked for Cabin Securities Inc. from July 15, 2017, to December 31, 2025. Keep reading to learn more about Bhushan’s disclosures. Cabin […]

Investors potentially experienced sales practice violations by securities broker Francis Patrick Cunningham (also known as Fran Cunningham) [CRD: 2105075, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cunningham worked for Stifel Nicolaus from April 4, 2025, to December 5, 2025, and later for B. Riley Wealth Management from November 14, 2025, […]

FINRA barred securities broker Bertram Brasher Unger (also known as Bill Unger) [CRD: 2334575, Jupiter, Florida], and investors complained about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Unger worked for Edward Jones from April 22, 2019, to June 29, 2022. Investors are encouraged to continue reading to find out […]

FINRA fined securities broker Angelo Julius Piccone [CRD: 1401761, Pittsford, New York], and investors complained about him, according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Piccone worked for IBN Financial Services Inc. from April 20, 2011, to November 15, 2024. Keep reading to learn more about Piccone’s disclosures. FINRA Sanctioned Piccone […]

FINRA suspended securities broker Frank J. Bodi [CRD: 1107838, Solon, Ohio], and investors complaint about him, based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frank Bodi worked for Landolt Securities Inc. from March 13, 2017, to February 16, 2024. Investors are encouraged to review the information below to discover more about the disclosures […]

FINRA suspended securities broker Justin Ray Deiter [CRD: 5225102, Garden City, New York], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Deiter worked for Spartan Capital Securities LLC from January 29, 2020, to September 28, 2023. Keep reading to find out more about Deiter’s disclosures. FINRA […]

Investors apparently complained about securities broker Daniel Philip Raupp [CRD: 4079107, Setauket, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Daniel Raupp has worked for Concorde Investment Services LLC since June 12, 2015. Investors should review the information below to learn more about disclosures involving Raupp’s conduct as reported […]