Securities America Customers Allege Unsuitability, Fraud Soreide Law Group is investigating claims on behalf of those who purchased investments from Securities America Inc. brokers Wesley Scott Wilt, John Stanley Roginski and Thomas Keith Wormsley. Securities America, Inc. (CRD#: 10205, Lavista, Nebraska) is a brokerage firm regulated by Financial Industry Regulatory authority. FINRA BrokerCheck shows that […]

Park Avenue Securities Allegedly Sold Unsuitable Investments Park Avenue Securities LLC (CRD#: 46173, New York, New York) is a brokerage firm regulated by Financial Industry Regulatory Authority and investment adviser firm regulated by the Securities and Exchange Commission. Soreide Law is reviewing possible investor claims of unsuitability against Park Avenue Securities LLC brokers Jason Tyler […]

JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094, 67 years-old of  Bellbrook, Ohio, who operated Schmidt Investment Strategies in Washington Township, was indicted on 128 felony counts related to securities fraud by the Montgomery County Prosecutor's Office on Thursday, December 27, 2018. The Montgomery County Grand Jury indicted Schmidt on 124 counts of […]

Cobalt International Energy, Inc. Investment Losses? Soreide Law Group is investigating claims on behalf of investors who purchased investments in Cobalt International Energy, Inc. (CIEIQ) a Houston, Texas based development stage petroleum exploration and production company. On December 14, 2017, Cobalt filed for bankruptcy in the United States bankruptcy Court for the Southern District of […]

Cadaret Grant Broker Steven Pagartanis Guilty Of Fraud Conspiracy Former Cadaret, Grant & Co., Inc. registered representative, Steven Pagartanis (CRD#: 1958879, Setauket, New York), has pleaded guilty to conspiracy to commit wire and mail fraud in connection with a Ponzi scheme that Pagartanis operated between 2000 and 2018. Pagartanis now faces up to 20 years […]

Wells Fargo Sued For Excessive Trading, Unsuitability Soreide Law Group is investigating claims of unsuitability on behalf of customers who invested with Wells Fargo Clearing Services, LLC (CRD#: 19616, St. Louis, Missouri) securities brokers and financial advisors Robyn Zitzewitz Rose, David Michael Bellia, Richard Clarence DeYoung Jr. and Nathan Berry Hooker, all who disclosed disputes. […]

Soreide Law Investigating Claims On Behalf Of Exco Resources Inc. (XCOOQ) Investors Soreide Law Group is investigating claims on behalf of investors who were sold investments in Exco Resources Inc. (OTCMKTS:XCOOQ) a Dallas, Texas based independent natural gas and oil company. Apparently, the company focuses on the exploration, exploitation, acquisition, development and production of onshore […]

FINRA Hits Merrill Lynch With $300,000.00 Fine For Failure To Supervise The Financial Industry Regulatory Authority (“FINRA”) has issued a fine and $300,000.00 fine and censure to Merrill Lynch, Pierce, Fenner & Smith Inc. (CRD#: 7691, New York, New York) pursuant to Letter of Acceptance, Waiver and Consent #: 2014041490801, executed on December 13, 2018. […]

Vanguard Natural Resources (OTCMKTS: VNRR) Losses? Soreide Law Group is investigating claims on behalf of investors who were advised by their broker to purchase Vanguard Natural Resources Inc. (OTCMKTS: VNRR), a company headquartered in Houston, Texas concentrating on acquiring, producing and developing oil and natural gas properties. Vanguard Natural Resources Files For Chapter 11 Bankruptcy […]