Investors have reportedly disputed the sales practices of securities broker Donna Louise Payne (also known as Donna Louise Klink) [CRD: 1007323, Summerland, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Payne has been registered with Centaurus Financial Inc. as both a broker and investment adviser since December […]

Investors potentially incurred losses because of securities broker Ryan Reynolds Leblanc [CRD: 2631068, Luling, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Leblanc has been registered with LPL Financial LLC as a broker since August 26, 2005, and as an investment adviser since November 9, 2005. Read on for […]

Investors might have sustained losses because of securities broker Enyinnaya Ihechituru Kanu (also known as Enyi Ihechituru Kanu and Ihechituru Enyinnaya Kanu) [CRD: 1863520, Cincinnati, Ohio], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Kanu worked for Capital City Securities LLC from July 4, 2023, to October 7, 2025, […]

Investors apparently complained about securities broker James M. Jones (also known as Jim Jones) [CRD: 5064653, Jasper, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jones worked for Center Street Securities Inc. from May 4, 2011, to December 1, 2023. Read on for details about Jones’s disclosures. […]

Investors potentially experienced sales practice violations by securities broker Ibrahim Ethem Kurtulus [CRD: 2287372, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Kurtulus has been registered with Joseph Stone Capital L.L.C. since June 8, 2018, and previously worked for other brokerage firms during his career. Read […]

Investors potentially experienced sales practice violations by securities broker Eric Jose Garcia [CRD: 5909532, Miami, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Garcia worked for Osaic Institutions Inc. beginning on July 1, 2016, as a broker and March 13, 2017, as an investment adviser. Read on to […]

Investors potentially incurred losses because of securities broker Kevin Todd Canterbury [CRD: 4939385, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Canterbury worked for Coastal Equities Inc. from September 26, 2012, to August 27, 2020. Keep reading to learn more about Canterbury’s disclosures. Coastal Equities Investor Accused […]

Investors apparently complained about securities broker Vincent Thomas Ferrara Jr. [CRD: 1791902, Garden City, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Ferrara worked for Merrill Lynch Pierce Fenner Smith Incorporated from June 6, 2008, to February 22, 2024, and has been registered with Ameriprise Financial Services LLC […]

Investors potentially experienced sales practice violations by securities broker Daniel Simon Pikula (also known as Dan Pikula) [CRD: 2563165, Wellington, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Pikula has been registered with Emerson Equity LLC since April 18, 2018, and with Money Manager Inc. since June […]