Investors potentially incurred losses because of securities broker Timothy John Sherer (also known as Tim Sherer) [CRD: 833618, Los Gatos, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Sherer worked for Emerson Equity LLC beginning April 15, 2019, after previously working for Sandlapper Wealth Management LLC and Sandlapper […]

The collapse of Creative Media & Community Trust Corp (CMCT) represents one of the most severe destructions of shareholder value in recent REIT history. Please call to be a part of the CMCT stock loss investigation we are conducting. If you purchased CMCT based on recommendations from a broker who promised safe, steady income, you are not […]

Investors potentially incurred losses because of securities broker Michael Salvatore Puma [CRD: 2460247, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Puma worked for Oppenheimer Co. Inc. from January 2, 2002, to December 31, 2022. Keep reading to find out more about the disclosures involving […]

In a complaint dated December 15, 2025, the Financial Industry Regulatory Authority (FINRA) alleges Spartan Capital Securities, LLC, and five individuals, for more than four years, “defrauded customers by engaging in widespread churning, generating millions in revenue and causing customers millions in harm. Spartan’s business model depended on this misconduct – approximately two thirds of […]

Soreide Law Group has been contacted by investors who purchased SCETs (syndicated conservation easements) from, RUSSELL SCOTT BLUM (RUSSELL S BLUM).  Blum has been registered as a broker with INTERNATIONAL ASSETS ADVISORY, LLC of Indialantic, Florida, since 9/24/2018, and as an investment advisor with INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC of Vero Beach, Florida, since 10/23/2018. […]

Versity Investments LLC, known now as Crew Enterprises LLC, and their principals are facing a $56 million lawsuit alleging fraud and the misappropriation of investor funds. Allegations are alleging investor funds were diverted to finance other real estate transactions and for personal use by the co-defendants.  On July 17, 2025, Crew Enterprises was given a $47 […]

ROGER DANIEL FOLLIS (ROGER D FOLLIS) was fined $10,000 and suspended for 45 days by FINRA for allegedly using an unapproved personal email to send business-related messages to a client. This disclosure was dated 12/5/2025. ROGER D FOLLIS is both a broker and investment advisor with A.G.P. / ALLIANCE GLOBAL PARTNERS of Washington D.C. since 2/23/2024.  […]

Soreide Law Group has filed a lawsuit on behalf of our client who purchased over $300,000.00 of Atlas Funds through their broker/financial advisor at Spartan Capital Securities LLC.  Soreide Law Group would like to alert all investors who purchased Atlas Funds through Spartan Capital Securities LLC.  According to a recent FINRA complaint, (Disciplinary Proceeding No. 2021069218305) […]

Soreide Law Group has been contacted by investors who were allegedly sold GWG L bonds by the previously registered broker/investment advisor, BRYCE AUSTIN HAMILTON (BRYCE A HAMILTON).  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BRYCE A HAMILTON has been in the securities industry for 22 years and was listed with 12 […]