FINRA fined and suspended Josiah D. Jennings (CRD: 6031164), a former securities broker in Los Angeles, California. Jennings worked for Columbia Capital Securities Inc. from October 4, 2021, to September 15, 2024, and his FINRA BrokerCheck disclosures describe a regulatory matter involving private securities transactions. Here is how the case unfolded. FINRA Fined And Suspended […]

Soreide Law Group is investigating potential investor claims involving CS1031 Kinston MOB, DST, an illiquid private real estate investment that held a single medical office property in Kinston, North Carolina. The firm is examining whether securities brokers or financial advisors improperly recommended the investment. The Delaware statutory trust was designed in part for accredited investors […]

Soreide Law Group is investigating potential claims by investors who purchased shares in Greenbacker Renewable Energy Company LLC (“GREC”) on the advice of securities brokers or financial advisors. GREC is a non-traded investment tied to solar, wind, battery storage, and related renewable-energy infrastructure. Reported losses, declining valuations, suspended distributions, asset sales, and growing debt have […]

Soreide Law Group is investigating potential investor claims involving Priority Income Fund Inc., including possible sales practice violations by brokers and financial advisors who recommended it. The non-traded closed-end fund invests heavily in collateralized loan obligations (CLOs) and senior secured loans. Substantial declines in net asset value (NAV), investment losses, leverage, limited liquidity, and restrictions […]

Ross Fredrick Brannon, also known as Ross Frederick Brannon (CRD: 5875036), is a securities broker in Plano, Texas. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures, he is involved in a client arbitration claim over alleged investment losses. Brannon joined Crescent Securities Group on July 7, 2026, after working at Realta Equities from March […]

Alexander Lanzman (CRD: 2878438), a securities broker in Brooklyn, New York, has faced client complaints involving alleged investment losses, according to BrokerCheck, a database maintained by the Financial Industry Regulatory Authority (FINRA). Lanzman has been registered with Oppenheimer Co. Inc. as a broker since January 3, 2003, and as a financial advisor since September 17, […]

Arkady Milgram (CRD: 3152782), a securities broker and financial advisor in Fort Lauderdale, Florida, is the subject of a client dispute involving alleged financial losses, according to FINRA BrokerCheck disclosures. He has worked for MML Investors Services LLC as a broker since July 26, 2005, and as a financial advisor since August 3, 2005. Here’s […]

Mark Rudy Raghunandan (CRD: 7084686), a securities broker based in Oceanside, New York, has worked for Merrill Lynch as a broker since December 6, 2019, and as a financial advisor since June 23, 2020. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures, a client has brought a lawsuit involving Raghunandan and possible investment losses. […]

Humberto David Sirvent (CRD: 4866746), a former Entoro Securities LLC broker based in Houston, Texas, worked with the firm from May 16, 2016, through October 17, 2025. His FINRA BrokerCheck record includes a regulatory action, a disclosure concerning his departure from Entoro, and two client complaints. Here’s how those matters unfolded. FINRA Suspended Sirvent Over […]