Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with the sale of BV Design Multifamily DST. This investment is a Delaware Statutory Trust structured for investors seeking passive real estate exposure, including those attempting to complete a Section 1031 exchange for tax deferral. […]

Brokers and financial advisors sold interests in Green Lake Real Estate Fund LLC to investors who now face significant losses after the fund abruptly suspended dividend payments and canceled all share redemptions in January 2026. If your broker or financial advisor recommended this investment, you may have legal options. What Is Green Lake Real Estate […]

Investors who were sold private credit funds by FINRA-registered broker-dealers may have sustained significant losses as redemption restrictions, declining net asset values (NAV), and liquidity problems continue to surface across several major products. Broker-dealers including LPL Financial, Ameriprise Financial, Osaic, and Cetera Financial Group have been among the distribution channels for these products. These funds […]

Investors apparently complained about securities broker Richard Michael Wesselt (also known as Rich Wesselt) [CRD: 2195569, Collegeville, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wesselt worked for Fortune Financial Services Inc. from September 5, 2017, to November 9, 2020. Keep reading to find out more about Wesselt’s disclosures and what they […]

Investors potentially experienced sales practice violations by securities broker Steven Charles Flahive [CRD: 2674387, San Francisco, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Steven Flahive worked for Wells Fargo Clearing Services LLC from January 21, 2016, to January 3, 2024. Investors are encouraged to continue reading to discover more about Steven […]

Investors apparently complained about securities broker Paul Raymond Nathe [CRD: 2015831, Fishkill, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nathe worked for Oppenheimer Co. Inc. as a securities broker beginning on June 5, 2007, and he has been registered with the firm as a financial advisor since September 13, 2007. […]

Investors potentially incurred losses because of securities broker Brett Franklin Ewing [CRD: 2904608, Palm Coast, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ewing has been registered with Centaurus Financial Inc. since July 9, 2007, and he has been registered there as a financial advisor since January 17, 2008. Read […]

Investors might have sustained losses due to securities broker David Jon Nastri [CRD: 5178144, Cheshire, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nastri has worked for LPL Financial LLC as a registered broker since October 11, 2011, and he has been registered with LPL Financial LLC as a financial […]

Investors potentially experienced sales practice violations by securities broker Jennifer Diane Lander (also known as Jennifer Diane Miller) [CRD: 6321163, Dallas, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lander worked for Titan Securities from April 17, 2014, to June 30, 2023, and she has been registered with Realta Equities Inc. since […]