One or more investors possibly experienced losses because of securities broker Marco Oreamuno [CRD: 4903418, Miami, Florida], based on disclosures on FINRA BrokerCheck. Oreamuno has worked for Bolton Global Capital since January 23, 2019, and Bolton Global Asset Management since March 11, 2019. Previously, he worked at Morgan Stanley in Miami, Florida, from September 10, […]

Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep […]

Investors potentially experienced sales practice violations due to securities broker Fera Shivaee (also known as Fereshteh Fera, Fereshteh Nahavandi, and Fereshteh Shivaee) [CRD: 2271590, Laguna Niguel, California], according to disclosures on FINRA BrokerCheck. Shivaee has worked for Centaurus Financial Inc. since November 25, 1997, as a broker and since December 31, 1997, as an investment […]

Investors apparently complained about securities broker Anthony Walia (also known as Tony Walia) [CRD: 2951490, Astoria, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Walia worked for multiple firms during his career, including TIAA-CREF Individual Institutional Services LLC from March 25, 2015, to November 13, 2020; LPL […]

One or more investors possibly experienced losses because of securities broker Lanting Wei (also known as Katie Wei) [CRD: 6242083, Redwood City, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wei has worked for Ameriprise Financial Services LLC since February 26, 2025, and previously worked for Cetera Investment Advisers LLC from […]

Soreide Law Group has been contacted by customers who were sold GWG L Bonds by former registered representative, MICHAEL ARTHUR SEBALD (MICHAEL A SEBALD, MIKE SEBALD). Sebald was a broker with LANDOLT SECURITIES INC of Oskosh, Wisconsin, from 01/15/2009 - 08/18/2023. According to FINRA’s BrokerCheck, MICHAEL A SEBALD is currently not listed with any firm.  […]

Soreide Law Group is investigating FINRA registered representatives who may have recommended an investment in Next Level Holdings and/or Yield Wealth Ltd.  If your broker/investment advisor or insurance agent recommended purchasing Next Level Holdings and/or Yield Wealth Ltd contact Soreide Law Group for a consultation with an experienced securities lawyer at no cost. In a […]

Foreign companies don’t need a Wall Street IPO to trade in the United States. If you are a non-U.S. company looking for liquidity, price discovery, and a U.S. dollar ticker symbol, the OTC Markets—OTCQX, OTCQB, and OTC Pink—offer a faster and often cheaper path than a traditional exchange listing on the NYSE or Nasdaq. What […]

One or more investors possibly experienced losses because of securities broker Helen Susan Rothlein (also known as Helen DiPippo) [CRD: 709040, Boca Raton, Florida], according to public information found on FINRA BrokerCheck. Evidently, Rothlein has worked for Morgan Stanley since June 1, 2009, operating out of its Boca Raton, Florida and New York, New York […]