Investors might have sustained losses through securities broker David William Reimer [CRD: 2350952, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Reimer worked for National Securities Corporation in Mineola, New York, from March 13, 2015, to August 8, 2017, then for Aegis Capital Corp. in New […]

Investors reportedly complained about securities broker Eyal Farag (also known as Al Farag and as Alan Farag) [CRD: 3072211, Melville, New York], based on disclosures on FINRA BrokerCheck. Eyal Farag worked for Aegis Capital Corp. from September 8, 2014 to January 20, 2023. See the following information to know more about the securities broker’s disclosures. […]

FINRA barred securities broker Timothy Fleming Jefferson (also known as Tim Jefferson) [CRD: 5004750, Brentwood, Tennessee], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jefferson worked for Aegis Capital Corp. from February 14, 2024 to May 16, 2024, and for Ameriprise Financial Services LLC from August 16, 2013 […]

Investors may have incurred losses because of securities broker Michael Rolf Siek [CRD: 2072767, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Siek worked for Aegis Capital Corp. from December 8, 2014 to April 3, 2024, and joined Dominari Securities LLC on March 4, 2024. See the following information […]

Investors potentially experienced losses because of securities broker John Russo [CRD: 3245040, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Russo worked for Aegis Capital Corp. from June 6, 2018, to April 3, 2024, and is currently registered with Dominari Securities LLC in New York, […]

Investors possibly experienced losses because of securities broker Jerry Lawrence Goldblum [CRD: 2362993, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jerry Goldblum joined Equitable Advisors LLC on October 14, 2022. He previously worked for Aegis Capital Corp. from November 6, 2015, to October 19, 2022. Here’s more about […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Keith M. D’Agostino [CRD: 2837860, Woodbury, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, D’Agostino worked for Aegis Capital Corp. from October 3, 2014, to November 29, 2023, before his current registration with […]

Investors might have sustained losses due to securities broker Vincent Anthony Sharpe (also known as Vincent Ottomanelli-Sharpe) [CRD: 5435813, Syosset, New York], according to disclosures on FINRA BrokerCheck. Evidently, Vincent Sharpe worked for Aegis Capital Corp. from August 5, 2016, to October 18, 2019, in Red Bank, New Jersey. Following his employment at Aegis Capital […]

Some investors have potentially experienced damages because of securities broker Robert Allen Silvestri (also known as Rob Silvestri) [CRD: 2037669, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Silvestri worked for Aegis Capital Corp. in 2023, in Dallas, Texas. He also worked for Level Four Financial LLC from 2018 to […]