Investors might have sustained losses because of securities broker Robert Edward Reich [CRD: 6066301, Honolulu, Hawaii], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Reich has been registered with NYLIFE Securities LLC in Honolulu, Hawaii, since April 5, 2013. Keep reading to find out more about the allegations against Reich and the […]

Investors might have sustained losses because of securities broker Evan Drew Saterfiel [CRD: 5193895, Lafayette, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Saterfiel has worked as a broker and investment adviser in Louisiana, most recently registered with NewEdge Securities LLC since March 6, 2023. He has also been affiliated with NewEdge […]

Investors apparently complained about securities broker Richard John Donatelli (also known Rick Donatelli) [CRD: 1652397, Columbiana, Ohio], according to disclosures on FINRA BrokerCheck. Donatelli has worked for LPL Financial LLC since November 29, 2017. Previously, he worked for other firms, including Wealth Advisors Group. Here’s more about the disclosures against Donatelli. Wealth Advisors Group Investor […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Thomas Benjamin Paine (also known as Tom Paine) [CRD#: 2285372, Arroyo Grande, California]. Paine has worked in the securities industry for 32 years and is currently registered with Centaurus Financial Inc. in Arroyo Grande, California. He has been with this firm since May 5, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker / financial advisor Myles William Easter [CRD: 6024704, West Des Moines, Iowa]. Evidently, Easter joined Bankers Life Securities Inc. on June 14, 2018, and Bankers Life Advisory Services Inc. on January 9, 2024. Investors have raised concerns regarding Easter's handling of their investments, including […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures concerning securities broker Juan Manuel Ramos [CRD: 1956224, Downey, California]. Ramos joined Centaurus Financial Inc. on February 8, 2011. Prior to this, he worked for other firms, including Sammons Securities Company LLC and Tower Square Securities Inc. Ramos’s career has been marked by some client disputes, with […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Karen Irene Schmidt (also known as Karen Irene Dry, Karen Irene Scher, and Karen Irene Moore) [CRD: 5669963, Woodland Hills, California]. Schmidt joined Northwestern Mutual Investment Services LLC (NMIS) on August 11, 2010. Recent investor claims about her involve allegations related to her recommendations. […]

Investors possibly experienced losses because of securities broker Randy Carter Cox [CRD: 2544998, Hudson Oaks, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cox joined OSAIC Wealth Inc. on November 3, 2023, and previously worked for FSC Securities Corporation from October 28, 1994, to November 3, 2023. Here’s an overview of Cox’s […]

Investors potentially sustained damages through securities broker Mark William Just [CRD: 1138738, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mark Just worked for Triad Advisors LLC from January 26, 2004, to June 18, 2021. The following information concerns the securities broker’s disclosures. Triad Advisors LLC Investor Accused Just Of […]