Investors apparently complained about securities broker Ryan Thomas Racine [CRD: 5398642, Ann Arbor, Michigan], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Racine has worked for Hantz Financial Services Inc. since January 18, 2008, as a securities broker. He has been associated with the firm since August 18, 2011, as a financial […]

Investors potentially incurred losses because of securities broker Kevin Christopher Renz [CRD: 5256242, Arden, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Renz has been registered with First Citizens Investor Services Inc. as both a securities broker and financial advisor since June 27, 2018. Investors are encouraged to continue […]

Investors may have suffered financial harm by securities broker Jimmy Leong (also known as James Leong and Jim Leong) [CRD: 1486689, Freehold, New Jersey], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leong worked for J.P. Morgan Securities LLC from October 1, 2012, to February 4, 2025, and Equitable Advisors LLC […]

Investors potentially incurred losses because of securities broker Timothy Ryan Calvert [CRD: 3241077, Spartanburg, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calvert has been associated with First Citizens Asset Management Inc. since November 1, 2006, First Citizens Investor Services Inc. as a financial advisor since May 15, 2017, and First […]

Investors might have sustained losses due to financial advisor Jason Matthew Peroni (also known as Jay Peroni) [CRD: 2754901, Charleston, South Carolina], according to SEC Investment Adviser Public Disclosure. Specifically, Jason Peroni was registered with Faith Investor Services from September 14, 2023, through April 24, 2026. See below to discover more about disclosures involving Jason […]

Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]

Investors apparently complained about securities broker James Robert Ptacek Jr. (also known as Jim Ptacek) [CRD: 1959049, Willoughby Hills, Ohio], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ptacek worked for LPL Financial LLC from February 14, 2018, to November 14, 2024. Investors are encouraged to continue reading to learn more about […]

Investors might have suffered losses due to securities broker Michael Joseph Kelley [CRD: 1021878, Winter Park, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelley worked for LPL Financial LLC from September 8, 2009, to the present and Charter Advisory Corporation from September 30, 1999, to the present. See […]

Investors might have sustained losses due to securities broker Maria Karina Valido (also known as Maria Karina Payret) [CRD: 6324596, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Valido worked for Infinex Investments Inc. from February 17, 2015, to April 22, 2022. Keep reading to find out more about […]