Investors may have suffered financial harm by securities broker David Andrew Kangas [CRD: 6591398, Richmond, Virginia], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kangas has worked for WealthForge Securities LLC since November 1, 2019. Keep reading to find out more about Kangas’s disclosures. WealthForge Investor Accused Kangas Of Breach Of […]

Investors may have suffered financial harm by securities broker Joel Donald Marks [CRD: 320209, Fredericksburg, Virginia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marks worked for CUNA Brokerage Services Inc. from June 6, 2018, to May 17, 2022, and has worked for Ameriprise Financial Services LLC since May 17, 2022. Investors […]

Investors may have suffered financial harm by securities broker Timothy George Marshall (also known as George Timothy Marshall and Tim Marshall) [CRD: 2037031, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marshall has worked for Quincy Wells Capital LLC since May 1, 2026; Great Point Capital LLC from August 23, […]

Investors might have sustained losses due to securities broker Danny Shiva Sookram [CRD: 6113338, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sookram worked for Equitable Advisors LLC as a securities broker from April 7, 2017, to March 17, 2026, and as a financial advisor from February 26, 2018, to […]

Investors potentially experienced sales practice violations by securities broker Mark Aaron Atchity [CRD: 2530342, Laguna Niguel, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Atchity has worked for JCC Capital Markets LLC since August 16, 2012, Cabin Securities Inc. since September 16, 2013, and Cabin Advisors LLC since July 2, […]

Investors might have sustained losses due to securities broker Robert Hunter Jones [CRD: 5169688, Lakewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for Great Point Capital LLC from December 13, 2019, to May 1, 2026, and has been registered with Quincy Wells Capital LLC since May 1, […]

Investors may have suffered financial harm by securities broker Benjamin Isaac Carmona (also known as Ben Carmona) [CRD: 5120428, San Juan Capistrano, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carmona worked for Emerson Equity LLC from August 7, 2020, to August 15, 2023, Arkadios Capital from August 9, 2023, […]

Investors potentially experienced sales practice violations by securities broker Karl Wolfgang Suess [CRD: 5255922, Chicago, Illinois], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess worked for Great Point Capital LLC from November 13, 2020, through March 26, 2026. He also worked for Great Point Advisors LLC from November 13, 2020, […]

Investors potentially incurred losses because of securities broker Curtis Jerome Sathre III [CRD: 2459115, Oceanside, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sathre worked for JRL Capital Corporation from June 10, 2011, to May 3, 2023; Great Point Capital LLC from May 9, 2023, to March 26, 2026; and JRL Capital […]