Investors might have sustained losses due to securities broker Michelle Fisher Osborne (also known as Michelle Osborne Fleming and Michelle Fisher Rachfalski) [CRD: 2256998, East Largo, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michelle Osborne worked for Emerson Equity LLC beginning on November 8, 2023, and previously worked for Cape Securities […]

Investors potentially incurred losses because of securities broker Matthew David Copley [CRD: 6247665, San Diego, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Copley has worked with several firms during his career, including Emerson Equity LLC beginning January 28, 2020, Copley Financial Group Inc. starting June 15, 2016, and […]

FINRA suspended securities broker Martin Lerner [CRD: 871038, Boca Raton, Florida], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Lerner worked for David Lerner Associates Inc. from April 22, 1994, through May 31, 2024, where he served in registered and principal capacities. Investors should review […]

Investors potentially incurred losses because of securities broker Jon Paul Cirelli [CRD: 4729737, Miami, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cirelli has been registered with multiple firms over the course of his career, including Concorde Investment Services LLC from June 2, 2015, to April 13, 2022, Coastal Equities Inc. (Realta […]

Investors might have sustained losses due to securities broker James Daniel Kent Jr. (also known as Jim Kent) [CRD: 2255753, San Mateo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Kent worked for Emerson Equity LLC from September 29, 2016, to March 1, 2021, in Pinellas Park, Florida, and later from […]

Investors have reportedly disputed the sales practices of securities broker Juan Paul Escudero (also known as Juan Pablo Escudero) [CRD: 2111381, Orange, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Escudero has worked for Cetera Advisors LLC since September 8, 2022, for Cetera Investment Advisers LLC since November 12, 2020, […]

Investors potentially experienced sales practice violations by securities broker Ian Greenblatt (also known as Eric Green) [CRD: 2276966, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Greenblatt has been registered with Capitol Securities Management Inc. since October 24, 2012. Keep reading to find out more about Greenblatt’s disclosures. […]

Investors apparently complained about securities broker George Wallace Smith (also known as Wally Smith) [CRD: 4844156, Englewood, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. George Smith worked for Emerson Equity LLC beginning on July 1, 2020, and later registered as a financial advisor with Ridgegate Advisors LLC on July 28, 2025, […]

Investors potentially experienced sales practice violations by securities broker Donald Trendley McKiernan [CRD: 1305965, Lake Bluff, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McKiernan worked for Landolt Securities Inc. beginning on November 8, 2005, as a securities broker and starting January 6, 2006, as a financial advisor. Investors are encouraged to […]