Investors potentially experienced sales practice violations due to securities broker Charles Henry Garrido Jr. [CRD: 1191231, Chicago, Illinois], according to publicly available information on FINRA BrokerCheck. Evidently, Garrido has been registered with A.G.P. / Alliance Global Partners since October 30, 2018, and previously worked for McDonald Partners LLC in Chicago, Illinois, from August 16, 2011, […]

Investors might have sustained losses because of securities broker Brian Cantel [CRD: 1743229, Flowery Branch, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cantel has been registered with Berthel Fisher Company Financial Services Inc. since January 3, 2006, and also worked as an investment adviser with the same firm beginning […]

Investors might have sustained losses because of securities broker Peter Joseph Kalmus [CRD: 1522531, Liverpool, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kalmus has been registered with IBN Financial Services Inc. since February 16, 2015. Read on to find out more about the disclosures concerning this securities broker. IBN […]

Investors potentially incurred losses because of securities broker Thomas Marion McDonald [CRD: 326904, Cleveland, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McDonald worked for McDonald Partners LLC from December 7, 2005, to March 17, 2025. See the following summary for details about McDonald’s disclosures and the disputes involving […]

Investors might have sustained losses due to securities broker Joe Bryan Hall [CRD: 833873, Glendale, California], according to disclosures on FINRA BrokerCheck. Evidently, Hall worked for Berthel Fisher Company Financial Services Inc. from July 31, 2006, to April 6, 2021, and later for Cambridge Investment Research Inc. from April 5, 2021, to April 13, 2022. […]

Investors reportedly complained about securities broker James Stafford Morrison (also known as Jim Morrison) [CRD: 1254375, Waco, Texas], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morrison worked for Kestra Investment Services LLC from October 6, 2003, to April 4, 2025. Read below to discover more about the disclosures […]

Investors apparently complained about securities broker Randall Earl McGill [CRD: 1309727, Homer Glen, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McGill has worked for Ausdal Financial Partners Inc. since June 9, 2015, and was also registered as an investment adviser with the same firm in Davenport, Iowa, […]

Investors supposedly complained about securities broker Debra Jo Schleining (also known as Deb Hinton, Debra Jo Hinton, Deb Schleining, Debbie Schleining, and Debbie Turner) [CRD: 2768752, Omaha, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schleining has worked with McDermott Investment Services LLC in Omaha, Nebraska, since May 14, 2015. Evidently, Schleining […]

Investors might have sustained losses due to securities broker Randy Cleve Fox (also known as Randy Fox) [CRD: 2726566, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randy Fox worked for GT Securities Inc. from January 30, 2023, to April 17, 2024. Keep reading to discover more about the […]