Investors might have sustained losses due to securities broker George Portilla (also known as Jorge Portilla) [CRD: 2222382, Miami Lakes, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Portilla worked for Equitable Advisors LLC from March 31, 1992, to March 9, 2021. See below to discover more about the disclosures involving […]

Investors potentially experienced sales practice violations by securities broker Diana Chernyhovsky (also known as Diana Thernihovsky) [CRD: 4726460, Vernon Hills, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chernyhovsky worked for Equitable Advisors LLC from January 22, 2004, to the present as a broker and since September 23, 2005, as […]

Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]

Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]

Investors potentially incurred losses because of securities broker Michael Maggiore [CRD: 5596240, Woodbridge, New Jersey], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Maggiore worked for Equitable Advisors LLC from October 2, 2008, to the present, including registrations in Woodbridge, New Jersey; Colts Neck, New Jersey; and Naples, Florida. Investors […]

Investors apparently complained about securities broker Chad Evan Nyitray [CRD: 2332391, Ann Arbor, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nyitray worked for Ameriprise Financial Services LLC from November 4, 2020, to the present, and previously for Equitable Advisors LLC from March 22, 1993, to November 24, 2020. Keep reading to […]

Investors apparently complained about securities broker David E. Trimble [CRD: 5848398, Troy, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trimble worked for Equitable Advisors LLC from November 24, 2010, to the present as a broker and since January 7, 2011, as a financial advisor. Read on to discover […]

Investors potentially incurred losses because of securities broker Victor M. Torres (also known as Victor Torres-Hernandez) [CRD: 5919902, Fort Lauderdale, Florida], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Torres has been registered with Equitable Advisors LLC since October 23, 2018. Keep reading to find out more about Torres’s disclosures. Equitable […]

Investors potentially incurred losses because of securities broker Kevin Thomas Dooley [CRD: 2513153, Miami, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dooley has been registered with Equitable Advisors LLC since May 26, 1995, and he has also been registered as a financial advisor with Equitable Advisors LLC since February 8, 2000. […]