Investors have reportedly disputed the sales practices of securities broker Michael Cannegieter [CRD: 4740847, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Cannegieter has worked for Merrill Lynch since October 23, 2009. Investors are encouraged to continue reading to discover more about disclosures associated with this securities broker. […]

Investors have reportedly disputed the sales practices of securities broker Jonathan Partridge Wade (also known as Jon Wade) [CRD: 1614237, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wade worked for Wells Fargo Clearing Services LLC from August 5, 2000, to September 17, 2025. Investors should review […]

Investors potentially incurred losses because of securities broker Nouachi Vang [CRD: 5090132, Maple Grove, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nouachi Vang has worked for LPL Financial LLC since August 8, 2024, and previously worked for Kestra Advisory Services LLC and Kestra Investment Services LLC from March 8, 2022, to […]

Investors have reportedly disputed the sales practices of securities broker Michael J. Francisco [CRD: 5095879, Mount Laurel, New Jersey], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Francisco has worked for Raymond James Associates Inc. as a broker since January 27, 2017, and as an investment adviser representative since February 2, […]

Investors potentially experienced sales practice violations by securities broker Arnold I. Irwin Alpert [CRD: 3919, Phoenix, Arizona], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alpert worked for UBS Financial Services Inc. from August 17, 2006, to January 6, 2025, and was previously registered with Salomon Smith Barney Inc. earlier in his […]

Investors potentially experienced sales practice violations by securities broker William Langston Laury Jr. [CRD: 5081969, Radnor, Pennsylvania], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Laury worked for Northwestern Mutual Investment Services LLC from April 19, 2016, to August 1, 2025, and later registered with MML Investors Services LLC beginning in August […]

Investors have reportedly disputed the sales practices of securities broker Scott David Coonrod [CRD: 4311374, Bend, Oregon], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Coonrod worked for FSC Securities Corporation from October 6, 2017, to December 31, 2022. Keep reading to discover more about disclosures involving this securities broker. FSC […]

Investors potentially incurred losses because of securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Barreca has worked for Wells Fargo Clearing Services LLC and Wells Fargo Advisors since October 11, 2024, and previously worked for […]

Investors potentially experienced sales practice violations by securities broker William David Morrison (also known as Bill Morrison) [CRD: 1556786, Oakbrook Terrace, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Morrison has worked for B. Riley Wealth Management since July 22, 2022, and B. Riley Wealth Advisors Inc. since […]