Soreide Law Group is investigating possible investor claims against securities broker Robert Foley (also known as Robert Patrick Foley) [CRD: 6060234, Red Bank, NJ]. Evidently, FINRA sanctioned the securities broker, who worked for Wynston Hill Capital LLC. Allegedly, Foley failed to supervise registered representatives. Here is a brief summary of FINRA’s allegations against Foley. FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Ferrera (also known as Michael G. Ferrera Jr.) [CRD: 4865324, Ontario, CA]. Mainly, FINRA sanctioned the securities broker, who worked for Sagepoint Financial Inc. Allegedly, Ferrera engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Michael […]

Soreide Law Group is investigating possible investor claims against securities broker James Kelly (also known as James E. Kelly) [CRD: 2959343, Owings Mills, MD]. Notably, FINRA sanctioned the securities broker, who worked for Pruco Securities LLC. Here is a brief summary of FINRA’s allegations against James Kelly. FINRA Sanctions Kelly Evidently, on November 22, 2021, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Alan Feigenbaum (also known as Alan Scot Feigenbaum) [CRD: 3132230, Boynton Beach, FL]. Not only has FINRA sanctioned Feigenbaum for discretionary trading, but investors complained about the securities broker. However, Feigenbaum denies the allegations. Read on to learn more about the allegations against […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tim Petrou (also known as Efthimios George Petrou) (CRD:  2672840, Ronkonkoma, NY). Not only has FINRA sanctioned Petrou for excessive trading, but investors disputed the sales practices of the securities broker. However, Petrou denies the allegations. Read on to learn more about the […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tony Liddle (also known as Anthony Baker Liddle) (CRD:  5478479, Oshkosh, WI). Evidently, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, the securities broker discloses a regulatory enforcement action. Read on to learn more about […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Amanda Yvonne Berry (also known as Amanda Yvonne Coleman) (CRD:  5651609, Oklahoma City, OK). Evidently, investors disputed the sales practices of the securities broker, who worked for MML Investors Services LLC. Additionally, the securities broker discloses a regulatory enforcement action. However, Berry denies […]

Soreide Law Group is investigating possible investor claims against securities broker Timothy Williams [CRD: 6341465, Tucson, Arizona]. Notably, FINRA sanctioned the securities broker, who worked for Edward Jones. Allegedly, Williams failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Williams. Williams Barred By FINRA For Failure To […]

Soreide Law Group is investigating possible investor claims against securities broker Eric Willer [CRD: 2263899, Irving, Texas]. Notably, FINRA sanctioned the securities broker, who worked for Fusion Analytics Securities LLC. Allegedly, Willer made unsuitable recommendations. Here is a brief summary of FINRA’s allegations against Willer. FINRA Sanctions Fusion Analytics Securities LLC Securities Broker For Unsuitable […]