FINRA Investigating Bankers Life Broker Ryan Tarjanyi For Unauthorized Transactions Soreide Law Group is reviewing possible investor lawsuits against securities broker Ryan Owen Tarjanyi (CRD#: 6065805, Greensburg, Pennsylvania). Notably, the Financial industry Regulatory Authority (“FINRA”) BrokerCheck report on Tarjanyi shows that he maintained employment at ProEquities from 2012 to 2016, Bankers Life Securities from 2016 […]

Broker Bill Hightower Barred By SEC And Faces Investor Lawsuits The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker William Andrew Hightower who is known as Bill Hightower (CRD#: 2152369, Houston, Texas). It is not commonplace for brokers to have 12 disclosures on their BrokerCheck record like Hightower has. Namely, […]

FINRA Bars Lenny Kinsman For Failing To Testify, Produce Information Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) barred Leonard “Lenny” Kinsman (CRD#: 2816535, Staten Island, New York) from being a securities broker for violating FINRA rules. In addition, Kinsman’s clients brought investment disputes which raise questions about whether Kinsman may have misrepresented information to […]

Broker Steve Colacurcio Suspended By FINRA Soreide Law Group provides you this investor alert in regard to securities broker Steven Colacurcio (CRD#: 1717483, Boca Raton, Florida). Notably, FINRA reports that the securities broker, who joined Dawson James Securities in 2009, faced a suspension for making bad trades. Not only that, but Colacurcio has racked up […]

Title goes here The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by securities broker Mark Boucher (CRD#: 2187695, Carlsbad, California). Namely, on Boucher’s FINRA BrokerCheck report, there are two investor disputes indicating that he did something really bad. We can also see that two investment firms disaffiliated with him on bad terms. […]

Northwestern Mutual's John Chrysadakis Barred For Refusing To Cooperate With FINRA Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations of improprieties by Northwestern Mutual Investment Services securities broker John Chrysadakis [CRD#: 5680661, Norwalk, Connecticut]. Aparently, not only has FINRA barred Chrysadakis, but a client disputed his sales practices. Also, Northwestern Mutual ended […]

LPL Broker Don Woods Allegedly Recommended, Sold Unsuitable Alternative Investments Investors are voicing complaints about securities broker Donald “Don” Stephen Woods [CRD#: 727894, Louisville, Kentucky]. Apparently, the securities broker worked for LPL Financial LLC between July 1, 2010 and January 20, 2017 and then worked for Thurston Springer Financial from December 22, 2016 to August […]

Barred Broker Donnell Bowen Mentioned In Client Disputes Evidently, investors are coming forward with disputes concerning securities broker Donnell Bowen (CRD#: 5641822, Washington, DC). Notably, the securities broker, who associated with Northwestern Mutual Investment Services from April 2, 2009 to February 1, 2017, reports 14 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, […]

Morgan Stanley's Barry Connell Allegedly Misappropriated Investor Funds Soreide Law Group is investigating potential investor claims against securities broker Barry Connell (CRD#: 3070984, Ridgewood, New Jersey). Notably, the Financial Industry Regulatory Authority (“FINRA”), who barred the broker, reports through BrokerCheck that a slew of clients filed disputes about him.  Mainly, these clients allege Connell’s misdeeds […]