Soreide Law Group is investigating possible investor claims against securities broker Michael Clarence Nolan (CRD: 1082281, Philadelphia, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that he voluntarily resigned from JP Morgan Chase Bank, NA. Evidently, an investor also alleges sales practice violations in a dispute, including that Nolan engaged in unauthorized trading. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Sean Gordon (CRD: 3057652, Bloomingdale, Illinois). Notably, FINRA sanctioned the securities broker, who worked for JP Morgan Securities LLC. Allegedly, Gordon engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Gordon. FINRA Sanctions Gordon For Outside Business […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Muratore (also known as Michael Joseph Muratore) (CRD:  4852412, New York, NY). Evidently, Maryland sanctioned the securities broker, who most recently worked for Benchmark Investments Inc. Allegedly, Muratore failed to respond to an Order to Show Cause following FINRA sanctions. Here is a […]

JP Morgan Clients Bring Disputes About Securities Broker Robert Klein FINRA BrokerCheck indicates investor disputes concerning securities broker Robert Owen Klein (CRD#: 1254422, Newport Beach, California). Evidently, Klein worked as a JP Morgan Securities broker from 1995 to 2019. Take a look at the following summary of the allegations against this securities broker. Also keep […]

Broker Timothy Cunningham Involved In JP Morgan Client Disputes Regarding Unauthorized Trading Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Timothy Joseph Cunningham (CRD#: 4472387, White Plains, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham worked […]

Clients Of JP Morgan File Disputes About Boris Mihailevsky The Financial Industry Regulatory Authority (FINRA) is reporting new disclosures on the record of securities broker Boris Mihailevsky (CRD#: 5584758, New York, New York). The regulator shows that Mihailevsky worked for securities firms Chase Investment Services Corp (2010 to 2012) and JP Morgan Securities (2012 to […]

FINRA Launches Investigation Into Securities Broker Antoine Souma Relating To Possible Concealment Of Client Complaint It appears that securities broker Antoine Nabih Souma (CRD#: 4210987, Los Angeles, California) is under FINRA investigation. Essentially, FINRA says in a December 2020 disclosure that it might take disciplinary action against Souma for possibly violating FINRA and MSRB rules […]

Clients File Investment Disputes About Broker John Donnelly Soreide Law Group provides you with this investor alert in regard to securities broker John Patrick Donnelly (CRD#: 2374887, Houston, Texas). Specifically, the securities broker, who worked for firms Merrill Lynch, JP Morgan and Chase Securities, is involved in six client disputes. Here’s a brief overview of […]

Broker Trevor Rahn Targeted In JP Morgan Securities Investors' Disputes Soreide Law Group is investigating potential investor disputes to be filed against securities broker Trevor Bradner Rahn (CRD#: 2196155, Los Angeles, California). Evidently, this securities broker worked for securities firm JP Morgan Securities LLC from 2010 to 2018 until they disaffiliated with him over his […]